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‹Better GutenbergAesthetic as Science of Expression and General LinguisticXVIII — Conclusion — Identity of Linguistic and Æsthetic · 21 of 45Contents›

Aesthetic as Science of Expression and General Linguistic

by Benedetto Croce

21 of 45 · Contents · Download EPUB

XVIII — Conclusion

Identity of Linguistic and Æsthetic

Summary of the study.

A glance over the path traversed will show that we have completed the entire programme of our treatise. We have studied the nature of intuitive or expressive knowledge, which is the æsthetic or artistic fact (I. and II.), and described the other form of knowledge, the intellectual, and the successive complications of these forms (III.); it thus became possible for us to criticize all erroneous æsthetic theories arising from the confusion between the various forms and from the illicit transference of the characteristics of one form to another (IV.), noting at the same time the opposite errors to be found in the theory of intellectual knowledge and of historiography (V.). Passing on to examine the relations between the æsthetic activity and the other activities of the spirit, no longer theoretic but practical, we indicated the true character of the practical activity and the place which it occupies in respect to the theoretic activity: hence the criticism of the intrusion into æsthetic theory of practical concepts (VI.); we have distinguished the two forms of the practical activity, as economic and ethical (VII.), reaching the conclusion that there are no other forms of the spirit beyond the four which we have analyzed; hence (VIII.) the criticism of every mystical or imaginative Æsthetic. And since there are no other spiritual forms co-ordinate with these, so there are no original subdivisions of the four established, and in particular of Æsthetic. From this arises the impossibility of classes of expressions and the criticism of Rhetoric, that is, of ornate expression distinct from simple expression, and of other similar distinctions and subdistinctions (IX.) But by the law of the unity of the spirit, the æsthetic fact is also a practical fact, and as such, occasions pleasure and pain. This led us to study f the feelings of value in general, and those of æsthetic value or of the beautiful in particular (X.), to criticize æsthetic hedonism in all its various manifestations and complications (XI.), and to expel from the system of Æsthetic the long series of psychological concepts which had been introduced into it (XII.). Proceeding from æsthetic production to the facts of reproduction, we began by investigating the external fixing of the æsthetic expression, for the purpose of reproduction. This is called the physically beautiful, whether natural or artificial (XIII.). We derived from this distinction the criticism of the errors which arise from confounding the physical with the æsthetic side of facts (XIV.). We determined the meaning of artistic technique, or that technique which is at the service of reproduction, thus criticizing the divisions, limits and classifications of the individual arts, and establishing the relations of art, economy and morality (XV.). Since the existence of physical objects does not suffice to stimulate æsthetic reproduction to the full, and since, in order to obtain it, we must recall the conditions in which the stimulus first operated, we have also studied the function of historical erudition, directed toward re-establishing the communication between the imagination and the works of the past, and to serve as the basis of the æsthetic judgement (XVI.). We have concluded our treatise by showing how the reproduction thus obtained is afterwards elaborated by the categories of thought, that is to say, by an examination of the method of literary and artistic history (XVII.).

The æsthetic fact has in short been considered both in itself and in its relations with the other spiritual activities, with the feelings of pleasure and pain, with what are called physical facts, with memory and with historical treatment. It has passed before us as subject until it became object, that is to say, from the moment of its birth until it becomes gradually changed for the spirit into subject-matter of history.

Our treatise may appear to be somewhat meagre when externally compared with the great volumes usually dedicated to Æsthetic. But it will not seem so when we perceive that those volumes are nine-tenths full of matter that is not pertinent, such as definitions, psychological or metaphysical, of pseudo-æsthetic concepts (the sublime, the comic, the tragic, the humorous, etc.), or of the exposition of the supposed Zoology, Botany and Mineralogy of Æsthetic, and of universal history æsthetically judged; that the whole history of concrete art and literature has also been dragged into those Æsthetics and generally mangled, and that they contain judgements upon Homer and Dante, Ariosto and Shakespeare, Beethoven and Rossini, Michæl Angelo and Raphæl. When all this has been deducted from them, we flatter ourselves that our treatise will no longer be held to be too meagre, but, on the contrary, far richer than ordinary treatises, which either omit altogether, or hardly touch at all, the greater part of the difficult problems proper to Æsthetic which we have felt it to be our duty to study.

Identity of linguistic and Æsthetic.

But although Æsthetic as science of expression has been studied by us in its every aspect, it remains to justify the sub-title which we have added to the title of our book, General Linguistic, to state and make clear the thesis that the science of art and that of language, Æsthetic and Linguistic, conceived as true sciences, are not two distinct things, but one thing only. Not that there is a special Linguistic; but the much-sought-for science of language, general Linguistic, in so far as what it contains is reducible to philosophy, is nothing but Æsthetic. Whoever studies general Linguistic, that is to say, philosophical Linguistic, studies æsthetic problems, and vice versa. Philosophy of language and philosophy of art are the same thing.

Were Linguistic really a different science from Æsthetic it would not have for its object expression, which is the essentially æsthetic fact; that is to say, we must deny that language is expression. But an emission of sounds which expresses nothing is not language. Language is sound articulated, circumscribed and organized for the purposes of expression. If, on the other hand, linguistic were a special science in respect to Æsthetic, it would necessarily have for its object a special class of expressions. But the non-existence of classes of expression is a point which we have already demonstrated.

Æsthetic formulation of linguistic problems. Nature of language.

The problems which Linguistic tries to solve, and the errors in which Linguistic has been and is involved, are the same that respectively occupy and complicate Æsthetic. If it be not always easy, it is on the other hand always possible to reduce the philosophic questions of Linguistic to their æsthetic formula.

The disputes themselves as to the nature of the one find their parallel in those as to the nature of the other. Thus it has been disputed whether Linguistic be a historical or a scientific discipline, and, the scientific having been distinguished from the historical, it has been asked whether it belong to the order of the natural or of the psychological sciences, understanding by these latter empirical Psychology as well as the Sciences of the spirit. The same has happened with Æsthetic, which some have looked upon as a natural science (confusing the æsthetic and the physical sense of the word expression). Others have looked upon it as a psychological science (confusing expression in its universality with the empirical classification of expressions). Others again, denying the very possibility of a science of such a subject, change it into a simple collection of historical facts; not one of these attaining to the consciousness of Æsthetic as a science of activity or of value, a science of the spirit.

Linguistic expression, or speech, has often seemed to be a fact of interjection, which belongs to the so-called physical expressions of the feelings, common alike to men and animals. But it was soon perceived that an abyss yawns between the “Ah!” which is a physical reflex of pain and a word; as also between that “Ah!” of pain and the “Ah!” employed as a word. The theory of the interjection being abandoned (jocosely termed the “Ah! Ah!” theory by German linguists), the theory of association or convention appeared. This is liable to the same objection which destroyed æsthetic associationism in general: speech is unity, not multiplicity of images, and multiplicity does not explain, but indeed presupposes the expression to be explained. A variant of linguistic associationism is the imitative, that is to say, the theory of onomatopœia, which the same philologists deride under the name of the “bow-wow” theory, from the imitation of the dog’s bark, which, according to the onomatopœists, must have given its name to the dog.

The most usual theory of our times as regards language (apart from mere crass naturalism) consists of a sort of eclecticism or mixture of the various theories to which we have referred. It is assumed that language is in part the product of interjections and in part of onomatopœia and convention. This doctrine is altogether worthy of the philosophical decadence of the second half of the nineteenth century.

Origin of language and its development.

We must here note an error into which have fallen those very philologists who have best discerned the activistic nature of language, when they maintain that although language was originally a spiritual creation, yet that it afterwards increased by association. But the distinction does not hold, for origin in this case cannot mean anything but nature or character; and if language be spiritual creation, it must always be creation; if it be association, it must have been so from the beginning. The error has arisen from having failed to grasp the general principle of Æsthetic, known to us: that expressions already produced must descend to the rank of impressions before they can give rise to new impressions. When we utter new words we generally transform the old ones, varying or enlarging their meaning; but this process is not associative, it is creative, although the creation has for material the impressions, not of the hypothetical primitive man, but of man who has lived long ages in society, and who has, so to say, stored so many things in his psychic organism, and among them so much language.

Relation between Grammar and Logic.

The question of the distinction between the æsthetic and the intellectual fact appears in Linguistic as that of the relations between Grammar and Logic. This problem has been solved in two partially true ways: the inseparability and the separability of Logic and Grammar. But the complete solution is this: if the logical form be inseparable from the grammatical (æsthetic), the grammatical is separable from the logical.

Grammatical kinds or parts of speech.

If we look at a picture which for instance portrays a man walking on a country road we may say: “This picture represents a fact of movement, which, if conceived as voluntary, is called action; and since every movement implies a material object, and every action a being that acts, this picture also represents a material object or being. But this movement takes place in a definite place, which is a piece of a definite heavenly body (the Earth), and precisely of a piece of it which is called terra-firma, and more precisely of a part of it that is wooded and covered with grass, which is called country, cut naturally or artificially into a form called road. Now, there is only one example of that star, which is called Earth: the earth is an individual. But terra-firma, country, road are genera or universals, because there are other terra-firmas, other countries, other roads.” And it would be possible to continue for a while with similar considerations. By substituting a phrase for the picture that we have imagined, for example one to this effect: “Peter is walking on a country road,” and by making the same remarks, we obtain the concepts of verb (motion or action), of noun (material object or agent), of proper noun, of common noun; and so on.

What have we done in both cases? Neither more nor less than submit to logical elaboration what first presented itself only æsthetically; that is to say, we have destroyed the æsthetic for the logical. But since in general Æsthetic error begins when we wish to return from the logical to the æsthetic and ask what is the expression of motion, action, matter, being, of the general, of the individual, etc.; so in the case of language, error begins when motion or action are called verb, being or matter, noun or substantive, and when linguistic categories, or parts of speech, are made of all these, noun and verb and so on. The theory of the parts of speech is really identical with that of artistic and literary kinds, already criticized in our Æsthetic.

It is false to say that the verb or noun is expressed in definite words, truly distinguishable from others. Expression is an indivisible whole. Noun and verb do not exist in it, but are abstractions made by us, destroying the sole linguistic reality, which is the sentence. This last is to be understood, not in the way common to grammars, but as an organism expressive of a complete meaning, which includes alike the simplest exclamation and a great poem. This sounds paradoxical, but is nevertheless the simplest truth.

And since in Æsthetic the artistic productions of certain peoples have been looked upon as imperfect, owing to the error above mentioned, because the supposed kinds have seemed not yet to have been discriminated, or to be in part wanting; so in Linguistic, the theory of the parts of speech has caused the analogous error of judging languages as formed and unformed, according to whether there appear in them or no some of those supposed parts of speech; for example, the verb.

The individuality of speech and the classification of languages.

Linguistic also discovered the irreducible individuality of the æsthetic fact, when it affirmed that the word is what is really spoken, and that two truly identical words do not exist. Thus were synonyms and homonyms destroyed, and thus was shown the impossibility of really translating one word into another, from so-called dialect into so-called language, or from the so-called mother-tongue into the so-called foreign tongue.

But the attempt to classify languages ill agrees with this just view. Languages have no reality beyond the propositions and complexes of propositions really written and pronounced by given peoples at definite periods; that is to say, they have no existence outside the works of art (whether little or great, oral or written, soon forgotten or long remembered, does not matter) in which they exist concretely. And what is the art of a given people but the whole of its artistic products? What is the character of an art (for example of Greek art or Provençal literature) but the whole physiognomy of those products? And how can such a question be answered, save by narrating in its particulars the history of the literature, that is to say, of the language in its actuality?

It may be thought that this argument, although possessing validity as against many of the usual classifications of languages, yet is without any as regards that queen of classifications, the historico-genealogical, that glory of comparative philology. And this it certainly is; but why? Precisely because that historico-genealogical method is not a mere classification. He who writes history does not classify, and the philologists themselves have hastened to say that languages which can be arranged in historical series (those whose series have hitherto been traced) are not distinct and separate species but a single whole of facts in the various phases of its development.

Impossibility of a normative grammar.

Language has sometimes been regarded as a voluntary or arbitrary act. But at others the impossibility of creating language artificially, by an act of will, has been clearly seen. “Tu, Caesar, civitatem dare potes homini, verbo non potes” was once said to a Roman Emperor. And the æsthetic (and therefore theoretic as opposed to practical) nature of expression supplies the method of discovering the scientific error which lies in the conception of a (normative) Grammar, establishing the rules of correct speech. Good sense has always rebelled against this error. An example of such rebellion is the “So much the worse for grammar” attributed to Monsieur de Voltaire. But the impossibility of a normative grammar is also recognized by those who teach it, when they confess that to write well cannot be learned by rules, that there are no rules without exceptions, and that the study of Grammar should be conducted practically, by reading and examples, which should form the literary taste. The scientific reason of this impossibility lies in the principle that we have demonstrated: that a technique of the theoretical amounts to a contradiction in terms. And what could a (normative) grammar be, but precisely a technique of linguistic expression, that is to say of a theoretic fact?

Didactic organisms.

The case in which Grammar is understood merely as an empirical discipline, that is to say, as a collection of schemes useful for learning languages, without any claim whatever to philosophic truth, is quite different. Even the abstractions of the parts of speech are in this case both admissible and useful. And we must tolerate as merely didascalic many books entitled “Treatises of Linguistic,” where we generally find a little of everything, from the description of the vocal apparatus and of the artificial machines (phonographs) which can imitate it, to summaries of the most important I results obtained by Indo-European, Semitic, Coptic, Chinese, or other philologies; from philosophical generalizations as to the origin or nature of language, to advice on format, calligraphy and the arrangement of notes relating to philological work. But this mass of notions, here administered in a fragmentary and incomplete manner about language in its essence, about language as expression, resolves itself into notions of Æsthetic. Nothing exists outside Æsthetic, which gives knowledge of the nature of language, and empirical Grammar, which is a pedagogic expedient, save the History of languages in their living reality, that is to say, the history of concrete literary productions, which is substantially identical with the History of literature.

Elementary linguistic facts or roots.

The same error of taking the physical for the æsthetic, from which the search for the elementary forms of the beautiful originates, is made by those who go in search of elementary linguistic facts, decorating with that name the divisions of the longer series of physical sounds into shorter series. Syllables, vowels and consonants, and the series of syllables called words, all these elements of speech, which give no definite sense when taken alone, must be called not facts of language, but mere sounds, or rather sounds abstracted and classified physically.

Another error of the same sort is that of roots, to which the most distinguished philologists now accord but small value. Having confused physical with linguistic or expressive facts, and considering that the simple precedes the complex in the order of ideas, they necessarily ended by thinking that the smallest physical facts indicated the simplest linguistic facts. Hence the imaginary necessity that the most ancient primitive languages had a monosyllabic character, and that historical research must always lead to the discovery of monosyllabic roots. But (to follow up the imaginary hypothesis) the first expression that the first man conceived may have had not a phonetic but a mimetic physical reflex; may have been externalized not in a sound but in a gesture. And assuming that it was externalized in a sound, there is no reason to suppose that sound to have been monosyllabic rather than polysyllabic. Philologists readily blame their own ignorance and impotence, when they do not always succeed in reducing polysyllabism to monosyllabism, and rely upon the future to accomplish the reduction. But their faith is without foundation, and their blame of themselves is an act of humility arising from an erroneous presumption.

For the rest, the limits of syllables, as those of words, are altogether arbitrary, and distinguished somehow or other by empirical use. Primitive speech, or the speech of uneducated man, is a continuum, unaccompanied by any consciousness of divisions of the discourse into words or syllables, imaginary beings created by schools. No true law of Linguistic can be founded on such divisions. Proof of this is to be found in the confession of linguists, that there are no truly phonetic laws of the hiatus, of cacophony, of diæresis or synæresis, but merely laws of taste and convenience; that is to say, æsthetic laws. And what are laws of words which are not at the same time laws of style?

Æsthetic judgement and the model language.

Finally, the search for a model language, or for a method of reducing linguistic usage to unity, arises from the superstition of a rationalistic measure of the beautiful, from that concept which we have called false æsthetic absoluteness. In Italy we call this the question of the unity of the language.

Language is perpetual creation. What has been linguistically expressed is not repeated, save by reproduction of what has already been produced. The ever-new impressions give rise to continuous changes of sound and meaning, that is, to ever-new expressions. To seek the model language, then, is to seek the immobility of motion. Everyone speaks and should speak according to the echoes which things arouse in his soul, that is, according to his impressions. It is not without reason that the most convinced supporter of any one of the solutions of the problem of the unity of language (whether by adopting a standard Italian approximating to Latin, or to fourteenth-century usage, or to the Florentine dialect) feels repugnance in applying his theory, when he is speaking to communicate his thoughts and to make himself understood. The reason is that he feels that in substituting the Latin, fourteenth-century Italian, or Florentine word for that of different origin, but which answers to his natural impressions, he would be falsifying the genuine form of truth. He would become a vain listener to himself instead of a speaker, a pedant in place of a serious man, an actor instead of a sincere person. To write according to a theory is not really to write: at the most, it is making literature.

The question of the unity of language is always reappearing, because, stated as it is, it is insoluble, being based upon a false conception of what language is. Language is not an arsenal of arms already made, and it is not a vocabulary, a collection of abstractions, or a cemetery of corpses more or less well embalmed.

Our dismissal of the question of the model language, or of the unity of the language, may seem somewhat abrupt, and yet we would not wish to appear otherwise than respectful towards the long line of literary men who have debated this question in Italy for centuries. But those ardent debates were fundamentally concerned with debates of æstheticity, not of æsthetic science, of literature rather than of literary theory, of effective speaking and writing, not of linguistic science. Their error consisted in transforming the manifestation of a need into a scientific thesis, the desirability, for example, of easier mutual understanding among a people divided by dialects into the philosophic demand for a single, ideal language. Such a search was as absurd as that other search for a universal language, a language possessing the immobility of the concept and of abstraction. The social need for a better understanding of one another cannot be satisfied save by the spread of education becoming general, by the increase of communications, and by the interchange of thought among men.

Conclusion.

These scattered observations must suffice to show that all the scientific problems of Linguistic are the same as those of Æsthetic, and that the truths and errors of the one are the truths and errors of the other. If Linguistic and Æsthetic appear to be two different sciences, this arises from the fact that people think of the former as grammar, or as a mixture between philosophy and grammar, that is, an arbitrary mnemonic schematism or a pedagogic medley, and not of a rational science and a pure philosophy of speaking. Grammar, or something not unconnected with grammar, also introduces into the mind the prejudice that the reality of language lies in isolated and combinable words, not in living discourse, in the expressive organisms, rationally indivisible.

Those linguists or philologists, philosophically endowed, who have penetrated deepest into the problems of language, find themselves (to employ a trite but effective simile) like workmen piercing a tunnel: at a certain point they must hear the voices of their companions, the philosophers of Æsthetic, who have been at work on the other side. At a certain stage of scientific elaboration, Linguistic, in so far as it is philosophy, must merge itself in Æsthetic: and this indeed it does without leaving a residue.

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