IV Goethe’s Faust
In approaching the third of our philosophical poets, there is a scruple that may cross the mind. Lucretius was undoubtedly a philosophical poet; his whole poem is devoted to expounding and defending a system of philosophy. In Dante the case is almost as plain. The Divine Comedy is a moral and personal fable; yet not only are many passages explicitly philosophical, but the whole is inspired and controlled by the most definite of religious systems and of moral codes. Dante, too, is unmistakably a philosophical poet. But was Goethe a philosopher? And is Faust a philosophical poem?
If we say so, it must be by giving a certain latitude to our terms. Goethe was the wisest of mankind; too wise, perhaps, to be a philosopher in the technical sense, or to try to harness this wild world in a brain-spun terminology. It is true that he was all his life a follower of Spinoza, and that he may be termed, without hesitation, a naturalist in philosophy and a pantheist. His adherence to the general attitude of Spinoza, however, did not exclude a great plasticity and freedom in his own views, even on the most fundamental points. Thus Goethe did not admit the mechanical interpretation of nature advocated by Spinoza. He also assigned, at least to privileged souls, like his own, a more personal sort of immortality than Spinoza allowed. Moreover, he harboured a generous sympathy with the dramatic explanations of nature and history current in the Germany of his day. Yet such transcendental idealism, making the world the expression of a spiritual endeavour, was a total reversal of that conviction, so profound in Spinoza, that all moral energies are resident in particular creatures, themselves sparks in an absolutely infinite and purposeless world. In a word, Goethe was not a systematic philosopher. His feeling for the march of things and for the significance of great personages and great ideas was indeed philosophical, although more romantic than scientific. His thoughts upon life were fresh and miscellaneous. They voiced the genius and learning of his age. They did not express a firm personal attitude, radical and unified, and transmissible to other times and persons. For philosophers, after all, have this advantage over men of letters, that their minds, being more organic, can more easily propagate themselves. They scatter less influence, but more seeds.
If from Goethe we turn to Faust—and it is as the author of Faust only that we shall consider him—the situation is not less ambiguous. In the play, as the young Goethe first wrote it, philosophy appeared in the first line,—Hab nun ach die Philosophey; but it appeared there, and throughout the piece, merely as a human experience, a passion or an illusion, a fund of images or an ambitious art. Later, it is true, under the spell of fashion and of Schiller, Goethe surrounded his original scenes with others, like the prologue in heaven, or the apotheosis of Faust, in which a philosophy of life was indicated; namely, that he who strives strays, yet in that straying finds his salvation. This idea left standing all that satirical and Mephistophelian wisdom with which the whole poem abounds, the later parts no less than the earlier. Frankly, it was a moral that adorned the tale, without having been the seed of it, and without even expressing fairly the spirit which it breathes. Faust remained an essentially romantic poem, written to give vent to a pregnant and vivid genius, to touch the heart, to bewilder the mind with a carnival of images, to amuse, to thrill, to humanize; and, if we must speak of philosophy, there were many express maxims in the poem, and many insights, half betrayed, that exceeded in philosophic value the belated and official moral which the author affixed to it, and which he himself warned us not to take too seriously.1
Faust is, then, no philosophical poem, after an open or deliberate fashion; and yet it offers a solution to the moral problem of existence as truly as do the poems of Lucretius and Dante. Heard philosophies are sweet, but those unheard may be sweeter. They may be more unmixed and more profound for being adopted unconsciously, for being lived rather than taught. This is not merely to say what might be said of every work of art and of every natural object, that it could be made the starting-point for a chain of inferences that should reveal the whole universe, like the flower in the crannied wall. It is to say, rather, that the vital straining towards an ideal, definite but latent, when it dominates a whole life, may express that ideal more fully than could the best-chosen words.
Now Faust is the foam on the top of two great waves of human aspiration, merging and heaping themselves up together,—the wave of romanticism rising from the depths of northern traditions and genius, and the wave of a new paganism coming from Greece over Italy. These are not philosophies to be read into Faust by the critic; they are passions seething in the drama. It is the drama of a philosophical adventure; a rebellion against convention; a flight to nature, to tenderness, to beauty; and then a return to convention again, with a feeling that nature, tenderness, and beauty, unless found there, will not be found at all. Goethe never depicts, as Dante does, the object his hero is pursuing; he is satisfied with depicting the pursuit. Like Lessing, in his famous apologue, he prefers the pursuit of the ideal to the ideal itself; perhaps, as in the case of Lessing, because the hope of realizing the ideal, and the interest in realizing it, were beginning to forsake him.
The case is somewhat as that of Dante would have been if, instead of recognizing and loving Beatrice at first sight and rising into a vision of the eternal world, ready-made and perfectly ordered, Dante had passed from love to love, from donna gentile to donna gentile, always longing for the eyes of Beatrice without ever meeting them. The Divine Comedy would then have been only human, yet it might have suggested and required the very consummation that the Divine Comedy depicts; and without expressing this consummation, our human comedy might have furnished materials and momentum for it, such that, if ever that consummation came to be expressed, it would be more deeply felt and more adequately understood. Dante gives us a philosophical goal, and we have to recall and retrace the journey; Goethe gives us a philosophic journey, and we have to divine the goal.
Goethe is a romantic poet; he is a novelist in verse. He is a philosopher of experience as it comes to the individual; the philosopher of life, as action, memory, or soliloquy may put life before each of us in turn. Now the zest of romanticism consists in taking what you know is an independent and ancient world as if it were material for your private emotions. The savage or the animal, who should not be aware of nature or history at all, could not be romantic about them, nor about himself. He would be blandly idiotic, and take everything quite unsuspectingly for what it was in him. The romanticist, then, should be a civilized man, so that his primitiveness and egotism may have something paradoxical and conscious about them; and so that his life may contain a rich experience, and his reflection may play with all varieties of sentiment and thought. At the same time, in his inmost genius, he should be a barbarian, a child, a transcendentalist, so that his life may seem to him absolutely fresh, self-determined, unforeseen, and unforeseeable. It is part of his inspiration to believe that he creates a new heaven and a new earth with each revolution in his moods or in his purposes. He ignores, or seeks to ignore, all the conditions of life, until perhaps by living he personally discovers them.2 Like Faust, he flouts science, and is minded to make trial of magic, which renders a man’s will master of the universe in which he seems to live. He disowns all authority, save that mysteriously exercised over him by his deep faith in himself. He is always honest and brave; but he is always different, and absolves himself from his past as soon as he has outgrown or forgotten it. He is inclined to be wayward and foolhardy, justifying himself on the ground that all experience is interesting, that the springs of it are inexhaustible and always pure, and that the future of his soul is infinite. In the romantic hero the civilized man and the barbarian must be combined; he should be the heir to all civilization, and, nevertheless, he should take life arrogantly and egotistically, as if it were an absolute personal experiment.
This singular combination was strikingly exemplified in Doctor Johannes Faustus, a figure half historical, half legendary, familiar to Goethe in his boyhood in puppet-shows and chapbooks. An adventurer in the romantic as well as in the vulgar sense of the word, somewhat like Paracelsus or Giordano Bruno, Doctor Faustus had felt the mystery of nature, had scorned authority, had credited magic, had lived by imposture, and had fled from the police. His blasphemous boasts and rascally conduct, together with his magic arts, had made him even in his lifetime a scandalous and interesting personage. He was scarcely dead when legends gathered about his name. It was published abroad that he had sold his soul to the devil, in exchange for twenty-four years of wild pleasures upon earth.
This legend purported to offer a terrible and edifying example, a warning to all Christians to avoid the snares of science, of pleasure, and of ambition. These things had sent Doctor Faustus into hell-fire; his corpse, found face downward, could not be turned over upon its back. Nevertheless, we may suspect that even at the beginning people recognized in Doctor Faustus a braver brother, a somewhat enviable reprobate who had dared to relish the good things of this life above the sad joys vaguely promised for the other. All that the Renaissance valued was here represented as in the devil’s gift; and the man in the street might well doubt whether it was religion or worldly life that was thereby made the more unlovely. Doubtless the Lutheran authors of the first chapbook felt, and felt rightly, that those fine things which tempted Faustus were unevangelical, pagan, and popish; yet they could not cease altogether to admire and even to covet them, especially when the first ardours of the Old-Christian revival had had time to cool.
Marlowe, who wrote only a few years later, made a beginning in the rehabilitation of the hero. His Faustus is still damned, but he is transformed into the sort of personage that Aristotle approves of for the hero of tragedy, essentially human and noble, but led astray by some excusable vice or error. Marlowe’s public would see in Doctor Faustus a man and a Christian like themselves, carried a bit too far by ambition and the love of pleasure. He is no radical unbeliever, no natural mate for the devil, conscienceless and heathen, like the typical villain of the Renaissance. On the contrary, he has become a good Protestant, and holds manfully to all those parts of the creed which express his spontaneous affections. A good angel is often overheard whispering in his ear; and if the bad angel finally prevails, it is in spite of continual remorse and hesitation on the Doctor’s part. This excellent Faustus is damned by accident or by predestination; he is brow-beaten by the devil and forbidden to repent when he has really repented. The terror of the conclusion is thereby heightened; we see an essentially good man, because in a moment of infatuation he had signed away his soul, driven against his will to despair and damnation. The alternative of a happy solution lies almost at hand; and it is only a lingering taste for the lurid and the horrible, ingrained in this sort of melodrama, that sends him shrieking to hell.
What makes Marlowe’s conclusion the more violent and the more unphilosophical is the fact that, to any one not dominated by convention, the good angel, in the dialogue, seems to have so much the worse of the argument. All he has to offer is sour admonition and external warnings:
O Faustus, lay that damned book aside,
And gaze not on it lest it tempt thy soul,
And heap God’s heavy wrath upon thy head.
Read, read, the Scriptures; that is blasphemy....
Sweet Faustus, think of heaven, and heavenly things.
To which the evil angel replies:
No, Faustus, think of honour and of wealth.
And in another place:
Go forward, Faustus, in that famous art,
Wherein all nature’s treasure is contained.
Be thou on earth as Jove is in the sky,
Lord and commander of these elements.
There can be no doubt that the devil here represents the natural ideal of Faustus, or of any child of the Renaissance; he appeals to the vague but healthy ambitions of a young soul, that would make trial of the world. In other words, this devil represents the true good, and it is no wonder if the honest Faustus cannot resist his suggestions. We like him for his love of life, for his trust in nature, for his enthusiasm for beauty. He speaks for us all when he cries:
Was this the face that launched a thousand ships
And burnt the topless towers of Ilium?
Even his irreverent pranks, being directed against the pope, endear him the more to an anti-clerical public; and he appeals to courtiers and cavaliers by his lofty poetical scorn for such crabbed professions as the law, medicine, or theology. In a word, Marlowe’s Faustus is a martyr to everything that the Renaissance prized,—power, curious knowledge, enterprise, wealth, and beauty.
How thoroughly Marlowe and Goethe are on the way towards reversing the Christian philosophy of life may be seen if we compare Faust for a moment (as, in other respects, has often been done) with The Wonder-working Magician of Calderon. This earlier hero, St. Cyprian of Antioch, is like Faust in being a scholar, signing away his soul to the devil, practising magic, embracing the ghost of beauty, and being ultimately saved. Here the analogy ends. Cyprian, far from being disgusted with all theory, and particularly with theology, is a pagan philosopher eagerly seeking God, and working his way, with full faith in his method, toward Christian orthodoxy. He floors the devil in scholastic argument about the unity of God, his power, wisdom, and goodness. He falls in love, and sells his soul merely in the hope of satisfying his passion. He studies magic chiefly for the same reason; but magic cannot overrule the free-will of the Christian lady he loves (a modern and very Spanish one, though supposed to adorn ancient Antioch). The devil can supply only a false phantasm of her person, and as Cyprian approaches her and lifts her veil, he finds a hideous death’s-head beneath; for God can work miracles to cap those of any magician, and can beat the devil at his own game. Thunderstruck at this portent, Cyprian becomes a Christian. Half-naked, ecstatic, taken for a madman, he bears witness loudly and persistently to the power, wisdom, and goodness of the one true God; and, since the persecution of Decius is then going on, he is hurried away to martyrdom. His lady, sentenced also for the same cause, encourages him by her heroic attitude and words. Their earthly passion is dead; but their souls are united in death and in immortality.
In this drama we see magic checkmated by miracles, doubt yielding to faith, purity resisting temptation, passion transformed into zeal, and all the glories of the world collapsing before disillusion and asceticism. These glories are nothing, the poet tells us, but dust, ashes, smoke, and air.
The contrast with Goethe’s Faust could not be more complete. Both poets take the greatest liberties with their chronology, yet the spirit of their dramas is remarkably true to the respective ages in which they are supposed to occur. Calderon glorifies the movement from paganism to Christianity. The philosophy in which that movement culminated—Catholic orthodoxy—still dominates the poet’s mind, not in a perfunctory way, but so as to kindle his imagination, and render his personages sublime and his verses rapturous. Goethe’s Faust, on the contrary, glorifies the return from Christianity to paganism. It shows the spirit of the Renaissance liberating the soul, and bursting the bonds of traditional faith and traditional morals. This spirit, after manifesting itself brilliantly at the time of the historical Faust, had seemed to be smothered in the great world during the seventeenth century. Men’s characters and laws had reaffirmed their old allegiance to Christianity, and the Renaissance survived only abstractly, in scholarship or the fine arts, to which it continued to lend a certain classic or pseudo-classic elegance. In Goethe’s time, however, a second Renaissance was taking place in the souls of men. The love of life, primal and adventurous, was gathering head in many an individual. In the romantic movement and in the French Revolution, this love of life freed itself from the politic compromises and conventions that had been stifling it for two hundred years. Goethe’s hero embodies this second, romantic emancipation of the mind, too long an unwilling pupil of Christian tradition. He cries for air, for nature, for all experience. Cyprian, on the other hand, an unwilling pupil of paganism, had yearned for truth, for solitude, and for heaven.
Such was the legend that, to the great good fortune of mankind, fascinated the young Goethe, and took root in his fancy. Around it gathered the experiences and insights of sixty well-filled years: Faust became the poetical autobiography and the philosophic testament of Goethe. He stuffed it with every enthusiasm that diversified his own life, from the great alternative of romantic or classical art, down to the controversy between Neptunism and Vulcanism in geology, and to his fatherly admiration for Lord Byron. Yet in spite of the liberties he took with the legend, and the personal turn he gave it, nothing in its historical associations escaped him. His life in Frankfort and in Strassburg had made the mediaeval scene familiar to his fancy; Herder had communicated to him an imaginative cult for all that was national and characteristic in art and manners; the spell of Gothic architecture had fallen on him; and he had learned to feel in Shakespeare the infinite strength of suggestion in details, in multitudinous glimpses, in lifelike medleys of sadness and mirth, in a humble realism in externals, amid lyric and metaphysical outpourings of the passions. The sense for classic beauty which had inspired Marlowe with immortal lines, and was later to inspire his own Helena, was as yet dormant; but instead he had caught the humanitarian craze, then prevalent, for defending and idealizing the victims of law and society, among others, the poor girl who, to escape disgrace, did away with her new-born child. Such a victim of a selfish seducer and a Pharisaical public was to add a desirable touch of femininity and pathos to the story of Faust: Gretchen was to take the place, at least for the nonce, of the coveted Helen.
This Gretchen was to be no common creature, but one endowed with all the innocence, sweetness, intelligence, fire, and fortitude which Goethe was finding, or thought he was finding, in his own Gretchens, Kätchens, and Frederickes. For the young Goethe, though very learned, was no mere student of books; to his human competence and power to succeed, he joined the gusts of feeling, the irresponsible raptures, the sudden sorrows, of a genuine poet. He was a true lover, and a wayward one. He could delve into magic with awe, in a Faust-like spirit of adventure; he could burn offerings in his attic to the rising sun; he could plunge into Christian mysticism; and there could well up, on occasion, from the deep store of his unconscious mind, floods of words, of images, and of tears. He was a genius, if ever there was one; and this genius, in all its freshness, was poured into the composition of Faust,—the most kindred of themes, the most picturesque and magical of romances.
In Goethe’s first version of the poem, before the story of Gretchen, we find the studious Faust, as in Marlowe, soliloquizing on the vanity of the sciences. They grasp nothing of the genuine truth; they are verbal shams. They have not even brought Faust fame or riches. Perhaps magic might do better. The air was full of spirits; could they be summoned to our aid, possibly the secrets of nature might be unlocked. We might reach true science, and through it undreamt-of power over the material world. For Nature, according to Goethe, really has secrets. She is not all open to eventual inspection; she is no mere mechanism of minute parts and statable laws. Our last view of her, like our first glimpse, must be interpreted; from the sum of her manifestations we must divine her soul. Therefore only a poetic and rhetorical art, like magic, has any chance of unveiling her, and of bringing us face to face with the truth.
In this invocation of spirits, as Goethe’s Faust makes it, there is no question of selling, or even of risking, the soul. This Faust, unlike Marlowe’s, has no faith and no fear. From the point of view of the church he is damned already as an unbeliever; but, as an unbeliever, he is looking for salvation in another quarter. Like the bolder spirits of the Renaissance, he is hoping to find in universal nature, infinite, placid, non-censorious, an escape from the prison-house of Christian doctrine and Christian law. His magic arts are the sacrament that will initiate him into his new religion, the religion of nature. He turns to nature also in another sense, more characteristic of the age of Goethe than of that of Faust. He longs for grandiose solitudes. He feels that moonlight, caves, mountains, driving clouds, would be his best medicine and his best counsellors. The souls of Rousseau, Byron, and Shelley are pre-incarnate in this Faust, the epitome of all romantic rebellions. They coexist there with the souls of Paracelsus and Giordano Bruno. The wild aspects of nature, he thinks, will melt and renew his heart, while magic reveals the mysteries of cosmic law and helps him to exploit them.
Full of these hopes, Faust opens his book of magic at the sign of the Macrocosm: it shows him the mechanism of the world, all forces and events playing into one another and forming an infinite chain. The spectacle entrances him; he seems to have attained one of his dearest ambitions. But here he comes at once upon the other half, or, as Hegel would call it, the other moment, of the romantic life. Every romantic ideal, once realized, disenchants. No matter what we attain, our dissatisfaction must be perpetual. Thus the vision of the universe, which Faust now has before him, is, he remembers, only a vision; it is a theory or conception.3 It is not a rendering of the inner life of the world as Shakespeare, for instance, feels and renders it. Experience, as it comes to him who lives and works, is not given by that theoretical vision; in science experience is turned into so many reviewed events, the passage of so much substance through so many forms. But Faust does not want an image or description of reality; he yearns to enact and to become the reality itself.
In this new search, he fixes his eye on the sign of the Earth-Spirit, which seems more propitious to his present wish. This sign is the key to all experience. All experience tempts Faust; he shrinks from nothing that any mortal may have endured; he is ready to undertake everything that any mortal may have done. In all men he would live; and with the last man he will be content to die.4 So mighty is his yearning for experience that the Earth-Spirit is softened and appears at his bidding. In a red flame he sees its monstrous visage, and his enthusiasm is turned to horror. Outspread before him is the furious, indiscriminate cataract of life, the merciless flux, the infinite variety, the absolute inconstancy of it. This general life is not for any individual to rehearse; it bursts all bounds of personality. Each man may assimilate that part only which falls within his understanding, only that aspect which things wear from his particular angle, and to his particular interests. Du gleichst, the Earth-Spirit cries to him,—du gleichst dem Geist den du begreifst, nicht mir.
This saying—that the life possible and good for man is the life of reason, not the life of nature—is a hard one to the romantic, unintellectual, insatiable Faust. He thinks, like many another philosopher of feeling, that since his is a part of the sum of experience, the whole of experience should be akin to his. But in fact the opposite is far nearer the truth. Man is constituted by his limitations, by his station contrasted with all other stations, and his purposes chosen from amongst all other purposes. Any great scope he can attain must be due to his powers of representation. His understanding may render him universal; his life never can. Faust, as he hears this sentence from the departing Earth-Spirit, collapses under it. He feels impotent to gainsay what the tumult of the world is thundering at him, but he will not accept on authority so unwelcome and chastening a truth. All his long experience to come will scarcely suffice to convince him of it.
These are the chief philosophical ideas that appear in the two earlier versions of Goethe’s Faust,—the Urfaust and the Fragment. What Mephistopheles says to the young student is only a clever expansion of what Faust had said in his first monologue about the vanity of science and of the learned professions. Mephistopheles, too, finds theory ashen, and the tree of life green and full of golden fruit; only, having more experience than Faust of the second disenchanting moment in the romantic dialectic, he foresees that this golden fruit also will turn to ashes in the mouth, as it did in the garden of Eden. Science is folly, but life is no better; for after all is not science a part of life?
When we turn to the first part in its final shape, or to the entire drama, we find many changes and additions that seem to transform the romantic picture of the opening scene, and to offer us a rounded philosophy. The changes, however, are more in expression than in ultimate substance, and the additions are chiefly new illustrations of the ancient theme. Critics who study the Entstehungsgeschichte of works of art help us to analyze them more intelligently and reproduce more accurately what, at various times, may have been the intention of their authors. Yet these bits of information would be dearly bought if we were distracted by them from what gives poetic value and individual character to the result—its total idiosyncrasy, its place in the moral world. The place in the moral world of Goethe’s Faust as a whole is just the place which the opening scene gave it in the beginning. It fills more space, it touches more historical and poetic matters; but its centre is the old centre, and its result the old result. It remains romantic in its pictures and in its philosophy.
The first addition that promises to throw new light on the idea of the drama is the Prologue in Heaven. In imitation of The Book of Job, we find the morning stars—the three archangels—singing together; and then follows a very agreeable and humorous conversation between the Lord and Mephistopheles. The scene is in the style of mediaeval religious plays, and this circumstance might lead us to suppose that the point at issue was the salvation of Faust’s soul. But that, in the literal sense, is far from being the case. As in Job, the question is what sentiments the tempted mortal will maintain during this life, not what fate will afterwards overtake his disembodied spirit. Dead men, Mephistopheles observes, do not interest him. He is not a devil from a subterranean hell, concerned, out of pique or ambition, to increase the population of tortured shades in that fabulous region. He dwells in the atmosphere of earth; he knows nothing of the suns or the worlds, the life of man is his element.5 He remains—what he was in the first versions of the play—a part of the Earth-Spirit, one of its embodiments. His particular office, as we shall see presently, is to precipitate that continual destruction which is involved in the continual renewal of life. He finds it very foolish of Faust to demand everything and be satisfied with nothing; and his wager is that Faust may be brought to demand nothing and be satisfied with what chance throws in his way, that he shall lick the dust, and lick it with pleasure,6 that he shall renounce the dignity of willing what is not and cannot be, and crawl about, like the serpent, basking in the comforts of the moment.
Against this, the Lord pronounces Faust to be his servant,—the servant, that is, of an ideal,—and declares that whoever strives after an ideal must needs go astray; yet in his necessary errors, the good man never misses the right road.7 In other words, to have an ideal to strive for, and, like Faust, never to be satisfied, is itself the salvation of man. Faust does not yet know this. He half believes there is some concrete and ultimate good beyond, and so is bitter and violent in his dissatisfaction; but in due season he will come to clearness on this subject, and understand that only he deserves freedom and life who must daily win them afresh.8 Mephistopheles himself, with his mockeries and seductions, helps to keep the world moving and men wide awake.9 Imperfection is all that is possible in the world of action; but the angels may gather up and fix in thought the perfect forms approached or suggested by existence.10
In the two earlier versions of Faust, Mephistopheles appears without introduction; we find him amusing himself by giving ambiguous advice to an innocent scholar, and accompanying Faust in his wanderings. His mocking tone and miraculous powers mark him at once as the devil of the legend; but several passages prove that he is a deputy of the Earth-Spirit evoked by Faust in the beginning. That he should be both devil and world-demon ought not to surprise the learned.11 The devils of popular mediaeval religion were not cut out of whole cloth: they were simply the Neoplatonic demons of the air, together with the gods of Olympus and the more ancient chthonic deities, blackened by sectarian zeal, and degraded by a coarse and timid imagination. Many of these pagan sprites, indeed, had been originally impish and mischievous, since not all the aspects of nature are lovely or propitious, nor all the dreams of men. But as a whole they were without malice in their irresponsible, elemental life,—winged powers darting through space between the earth and the moon. They were not dwellers in a subterranean hell; they were not tormentors nor tormented. Often they swarmed and sang blithely, as they do in Faust and even in the Wonder-working Magician; and if at other times they croaked or hooted, it was like frogs and owls, less lovely creatures than humming-birds, but not less natural.
One of these less amiable spirits of the atmosphere, especially of its ambient fire, is the Mephistopheles of Goethe. Why he delighted in evil rather than in good he himself explains in a profound and ingenious fashion. Darkness or nothingness, he says, existed alone before the birth of light. Nothingness or darkness still remains the fundamental and, to his mind, the better part of that mixture of being and privation which we call existence. Nothing that exists can be preserved, nor does it deserve to be; therefore it would have been better if nothing had ever existed.12 To deny the value of whatever is, and to wish to destroy it, according to him, is the only rational ambition; he is the spirit that denies continually, he is the everlasting No. This spirit—which we might compare with the Mars of Lucretius—has great power in the world; every change, in one of its aspects, expresses it, since in one of its aspects, every change is the destruction of something. This spirit is always willing evil, for it wills death, with all the folly, crime, and despair that minister to death. But in willing evil, it is always accomplishing good; for these evils make for nothingness, and nothingness is the true good. The famous couplet—
Ein Teil von jener Kraft
Die stets das Böse will, und stets das Gute schafft—
is far from expressing the Hegelian commonplace with which it is usually identified. It does not mean that destruction serves a good purpose after all because it clears the way for “something higher.” Mephistopheles is not one of those philosophers who think change and evolution a good in themselves. He does not admit that his activity, while aiming at evil, contributes unintentionally to the good. It contributes to the good intentionally, because the evil it does is, in his opinion, less than the evil it cures. He is the cruel surgeon to the disease of life.
If he admitted the other interpretation, he would be ipso facto converted to the view of the Lord in the Prologue. His naughtiness would become, in his own eyes, a needful service in the cause of life,—a condition of life being really vital and worth living. He might then continue his sly operations and biting witticisms, without one drop more of kindness, and yet be sanctioned in everything by the Absolute, and adopt the smile and halo of the optimist. He would have perceived that he was the spice of life, the yeast and red pepper of the world, necessary to the perfect savour of the providential concoction. As it is, Mephistopheles is far more modest. He says that he wills evil, because what he wills is contrary to what his victims will; he is the great contradictor, the blaster of young hopes. Yet he does good, because these young hopes, if let alone, would lead to misery and absurdity. His contradiction nips the folly of living in the bud. To be sure, as he goes on to acknowledge, the destructive power never wins a decisive victory. While everything falls successively beneath his sickle, the seeds of life are being scattered perpetually behind his back. The Lucretian Venus has her innings, as well as the Lucretian Mars. The eternal see-saw, the ancient flux, continues without end and without abatement.
Thus Mephistopheles has a philosophy, and is justified and consistent in his own eyes; yet in the course of the drama he wears various masks and has various moods. All he says and does cannot be made altogether compatible with the essence of his mind, as Goethe finally conceived it. The dramatic figure of Mephistopheles had been fixed long before in its graphic characteristics. Mephistopheles, for instance, is extremely old; he feels older than the universe. There is nothing new for him; he has no illusions. His feeling for anyone he sees is choked, as happens to old people, by his feelings for the infinite number of persons he remembers. He is heartless, because he is impersonal and universal. He is altogether inhuman; he has not the shames nor the tastes of man. He often assumes the form of a dog,—it is his favourite mask in this earthly carnival. He is not averse to the witches’ kitchen, with its senseless din and obscenity. He puts up good-naturedly with the grotesque etiquette of the spirit-world, observes all the rules about signing contracts in blood, knocking thrice, and respecting pentagrams. Why should he not? Dogs and demons of the air are forms of the Earth-Spirit as much as man; man has no special dignity that Mephistopheles should respect. Man’s morality is one of the moralities, his conventions are not less absurd than the conventions of other monkeys. Mephistopheles has no prejudice against the snake; he understands and he despises his cousin, the snake, also. He understands and he despises himself; he has had time to know himself thoroughly.
His understanding, however, is not impartial, because he is the advocate of death; he cannot sympathize with the other half of the Earth-Spirit, which he does not represent,—the creative, propulsive, enamoured side, the side that worships the ideal, the love that makes the world go round. What enchants an ingenuous soul can only amuse Mephistopheles; what torments it gives him a sardonic satisfaction. Thus he comes to be in fact a sour and mocking devil. At other times, when he opposes the silliness and romanticism of Faust, he seems to be the spokesman of all experience and reason; as when he warns Faust that to be at all you must be something in particular. Yet even this he says by way of checking and denying Faust’s passion for the infinite. The soberest truth, when unwelcome, may seem to the sentimental as diabolical as the most cynical lie; so that in spite of the very unequal justness of his various sentiments, Mephistopheles retains his dramatic unity. We recognize his tone and, under whatever mask, we think him a villain and find him delightful.
Such is the spirit, and such are the conditions, in which Faust undertakes his adventures. He thirsts for all experience, including all experience of evil; he fears no hell; and he hopes for no happiness. He trusts in magic; that is, he believes, or is willing to make believe, that apart from any settled conditions laid down by nature or God, personal will can evoke the experience it covets by its sheer force and assurance. His bond with Mephistopheles is an expression of this romantic faith. It is no bargain to buy pleasures on earth at the cost of torments hereafter; for neither Goethe, nor Faust, nor Mephistopheles believes that such pleasures are worth having, or such torments possible.
The first taste Faust gets of the world is in Auerbach’s cellar, and he finds it at once unpalatable. His mature and disdainful mind cannot be amused by the sodden merriment he sees there. He is without that simplicity and heartiness which might find even drunken gaiety attractive; to put up with such follies, one must know nothing, like Brander, or everything, like Mephistopheles. Faust still feels the “pathos of distance;” he is acutely conscious of something incomparably noble just out of reach. In the witches’ kitchen, which he next visits, pleasure is still more ugly and shallow; here the din is even more nonsensical, and the fancy more obscene. Yet Faust comes forth with two points gained in his romantic rehabilitation; he has taken the elixir of youth and he has seen the image of Helen in a mirror. He is henceforth in love with ideal beauty, and being young again, he is able to find ideal beauty in the first woman he sees.
The great episode of Gretchen follows; and when he leaves her (after the duel with her brother) to view the wild revels of the Walpurgisnacht, his youth for a moment catches the contagion of that orgy. His love of ideal beauty, which remains unsatisfied, saves him, however, from any lasting illusion. He sees a little red mouse running out of the mouth of a nymph he is pursuing, and his momentary inclination turns to aversion. When he goes back to Gretchen in her prison, it is too late for him to do more than recognize the ruin he has brought about,—Gretchen dishonoured, her mother poisoned, her brother killed, her child drowned by her in a pond, and she herself about to be executed. Gretchen, who is the only true Christian in this poem, refuses to be rescued, because she wishes to offer her voluntary death in propitiation for her grave, though almost involuntary, offences.
This is the end of Faust’s career through the world of private interests,—the little world,—and we may well ask what has been the fruit of his experiments so far. What strength or experience has he amassed for his further adventures? The answer is to be found in the first scene of the second part, where Goethe reaches his highest potency as a poet and as a philosopher. We are transported to a remote, magnificent, virgin country. It is evening, and Faust is lying, weary but restless, on a flowering hillside. Kindly spirits of nature are hovering above his head. Ariel, their leader, bids them bring solace to the troubled hero. It is enough he was unfortunate—they make no question whether he was a saint or a sinner.13 The spirits in chorus then sing four lovely stanzas, one for each watch of the night. The first invokes peace, forgetfulness, surrender to the healing influence of sleep. Pity and remorse, they seem to say, in the words of Spinoza, are evil and vain; failure is incidental; error is innocent. Nature has no memory; forgive yourself, and you are forgiven. The song of the second watch merges the unhappy soul again in the infinite incorruptible substance of nature. The stars, great or little, twinkling or pure, fill the sky with their ordered peace, and the sea with their trembling reflection. In this universal circulation there is no private will, no permanent division. In the next watch we find the plastic stress of nature beginning to reassert itself; seeds swell, sap mounts up the thawing branches, buds grow full; everything recovers a fresh individuality and a tender, untried will. Finally, the song of the fourth watch bids the flowers open their petals and Faust his eyes. Forces renewed in repose should tempt a new career. Nature is open to the brave, to the intelligent; all may be noble, who dare to be so.14
Soothed by these ministrations, Faust awakes full of new strength and ambition. He watches with rapture the sunlight touch the mountain-tops and creep down gradually into the valleys. When it reaches him, he turns to look directly at the sun; but he is dazzled. He seems to remember the Earth-Spirit that had once allured and then rejected him. We wish, he says, to kindle our torch of life, and we produce a conflagration, a monstrous medley of joy and sorrow, love and hate. Let us turn our backs upon the sun, upon infinite force and infinite existence. Fitter for our eyes the waterfall over against it, the torrent of human affairs, broken into a myriad rills. Upon the mists that rise from it the sunlight paints a rainbow, always vanishing, but always restored. This is the true image of rational human achievement. We have our life in the iridescence of the world.15 Or, as Shelley has said it for us,—
Life, like a dome of many-coloured glass,
Stains the white radiance of eternity,
Until death tramples it to fragments.
This death, however, is itself unstable. The Lucretian Venus, by reshaping our senses and instincts, builds that coloured dome once more. The rainbow is renewed, as the mists rise again or the wind dies down, and creation is glorious as on the first day.
This is Goethe’s theory of rejuvenation and immortality. It is thoroughly naturalistic. There is a life after death, but only for such souls as have enough scope to identify themselves with those forms which nature, in her uncertain oscillations, always tends to reproduce. A deep mind has deep roots in nature,—it will bloom many times over. But what a deep mind carries over into its next incarnation—perhaps in some remote sphere—is not its conventional merits and demerits, its load of remorse, or its sordid memories. These are washed away in its new baptism. What remains is only what was deep in that deep mind, so deep that new situations may again imply and admit it.
When, after the scene with the Earth-Spirit, Faust thought of suicide, he regarded it as a means to escape from oppressive conditions and to begin a fresh life under conditions wholly different and unknown. It was as if a man in middle life, disgusted with his profession, should abandon it to take up another. Such a resolution is serious. It expresses a great dissatisfaction with things as they stand, but it also expresses a great hope. Death, for Faust, is an adventure, like any other; and if, contrary to his presumption, this adventure should prove the last, that, too, is a risk he is willing to run. Accordingly, as he lifted the poison to his lips, he drank to the dawn, to a new springtime of existence. It was by no means the saddest nor the weakest moment of his life.16
Although the sound of an Easter hymn checked him, bringing sentimental memories of a religion in which he no longer believed, the transformation scene he looked for was only postponed. There is not much difference between dying as he had thought to die and living as he was about to live. Venomous essences, artificially brewed, were hardly necessary to bring him to a new life; the adventures he was entering upon were suicidal enough, for he was to strive without hope of attainment, and to proceed by passionate wilfulness or magic, without accepting the discipline of art or reason. Now, at the close of the first part, he has drained this poisoned life to the dregs, and the fever into which he falls carries him of itself into a new existence. He is not grown better or more reasonable; he is simply starting afresh, like a new day or a new person. It contains, however, the fundamental part of his character; his will remains wayward, but indomitable, and his achievements remain fruitless. Only he will henceforth be romantic on a broader stage, that of history and civilization; and his magic will summon before him illusions somewhat more intellectual, counterfeits of beauty and of power. His old loves have blown over, like the storms of a bygone year; and with only a dreamlike memory of his past errors, he goes forth to meet a new day.
Among the allurements which, in the old legend, prompted Faust to sell his soul to the devil, one was the beauty of woman. The poor recluse, grown gray among his parchments, had never noticed real women, or had not found them beautiful. Pedantic child that he was, when he thought of the beauty of woman, he thought only of Helen of Troy. And Helen, to the Faust of the legend, was simply what Venus might be to Tannhäuser,—a woman more ravishing than other ravishing women. She was the supreme instance of a vulgar thing. The young Goethe, however, who was a poet and a true German, and loved with his soul, was not attracted by this ideal. He gave his Faust a tenderer love,—a love of the heart as well as of the senses. Later, also, when Goethe took up the old legend again in a more antiquarian spirit, and restored Helen to her place in it, he transformed her from a symbol of feminine beauty alone into a symbol for all beauty, and especially for the highest beauty, that of Hellas. The second love of Faust is the passion for classicism.
This passion in a romantic age is not so paradoxical as it may sound. Winckelmann and the philologians were restoring something ancient. It was the romantic passion for all experience—for the faded experience of the ancients also—that made, for them, the poetry and the charm of antiquity. How dignified everything was in those heroic days! How noble, serene, and abstracted! How pure the blind eyes of statues, how chaste the white folds of the marble drapery! Greece was a remote, fascinating vision, the most romantic thing in the history of mankind. The sad, delicious emotion one felt before a ruined temple was as sentimental as anything one could feel before a ruined castle, but more elegant and more choice. It was sentimentality in marble. The heroes of the Iliad were idealized in the same way as the savages of Rousseau were idealized, or as the robbers of Schiller.
The romantic classicism of the Napoleonic era lies between the polite classicism of the French seventeenth century and the archaeological classicism of our present Grecians. French classicism had been quite indifferent to the picturesque aspects of ancient life; it could tolerate on the stage an Achilles in a periwig and laces. What the French tragedians had adopted from the ancients was something inward, a standard of character and motive, or a criterion of taste. They studied harmony and restraint, not because these had been Greek qualities, but because they were qualities essentially reasonable and beautiful, naturally belonging, even in modern times, to a cultivated society and a cultivated poet. Again, the admiration for Greece which is common in our time among people of judgement differs from that of Goethe and his age; for if we admire the artistic expression of ancient life in poetry or sculpture, we know that these manifestations were made possible by a long political and moral discipline, and that, in spite of that discipline, ancient art remained very mixed, and often grotesque and impure.
For Goethe, however, as for Byron, Greece was less a past civilization, to be studied scientifically, than a living idea, a summons to new forms of art and of sentiment. Goethe was never so romantic as when he was classical. His distichs are like theatrical gestures; he feels the sweep of his toga as he rounds them off. His Iphigenia is a sentimental dream—verflucht human, as he himself came to feel; and his Helena is an evocation of magic, magical not merely by accident and in the story, but essentially so, in her ghostly semi-consciousness and glassy beauty. The apparent incongruities of the scenes in which she appears, surrounded by German knights in the court of a feudal castle, are not real incongruities. For this Helen is not a thing of the past; she is the present dream and affectation of things classical in a romantic era. Faust and his vassals offer Helen the most chivalrous and exaggerated homage; they introduce her, as a play queen, into their society. Faust retires with her to Arcadia,—the land of intentional and mid-summer idleness. Here a son, Euphorion, is born to them, a young genius, classic in aspect, but wildly romantic and ungovernable in temper. He scales the highest peaks, pursues by preference the nymphs that flee from him, loves violence and unreason, and finally, thinking to fly, falls headlong, like Icarus, and perishes. His last words call his mother after him, and she follows, leaving her veil and mantle behind, as Euphorion had left his lyre. On the mantle of Helen, which swells into a cloud, Faust is borne back again to his native Germany; its virtue, as he learns, is to lift him above all commonness.
This long allegory is charming enough, as a series of pictures and melodies, to leave the reader content not to interpret it; yet the intention of the poet is clear, if we care to disentangle it. By going down into the bowels of nature, where the earth goddesses dwell, who are the first mothers of all life and of all civilizations alike, we may gather intelligence to comprehend even the most alien existence. Greece, after such a reversion to the elemental, will appear to us in her unmatched simplicity and beauty. The vision will be granted us, although the object we see belongs to a distant past; and if our enthusiasm, like that of Faust, is passionate and indomitable, we may actually persuade the Queen of the Dead to yield up Helen that we may wed her. Our scholarship and philosophy, our faithful imitation of Greek art and literature, may actually render the Greek scene familiar to us. Yet the setting of this recovered genius will still be modern; it will become half modern itself; we shall have to teach Helen to rhyme. The product of this hybrid inspiration will be a romantic soul in the garb of classicism, a lovely wild thing, fated to die young. When this enthusiasm has dashed itself against the hard conditions of life, the beauty of Greece, that was its mother, will also pale before our eyes. We shall be, perforce, content to let it return to the realm of irrevocable past things. Only its garment, the monuments of its art and thought, will remain to raise us, if we have loved them, above all vulgarity in taste and in moral allegiance.
It is an evidence of Goethe’s great wisdom that he felt that romantic classicism must be subordinated or abandoned; that Helen must evaporate, while Faust returned to Germany and to the feeling that after all Gretchen was his true love.17 At the same time the issue of this wonderful episode is a little disappointing. At the beginning, the vision of Helen in a mirror had inspired Faust with renewed enthusiasm. The sight of her again, in the magic play, had altogether enraptured and overwhelmed him; and this inspiration had come just when, after the death of Gretchen, he had resolved to pursue not all experience, as at first, but rather the best, experience,18—a hint that the transformations of Faust’s will were expected somehow to constitute a real progress. There was, indeed, among mortals such an infinite need of this incomparable and symbolic Helen, that it could move the very guardians of the dead to mercy and to tears. When we remember all this, we have some reason to expect that a great and permanent improvement in the life and heart of our hero should follow on his obtaining so rare a boon. But to live within Arcadia Helen was not needed; any Phyllis would have served.
Helen, to be sure, leaves some relics behind, by which we may understand that the influence of Greek history, literature, and sculpture may still avail to cultivate the mind and give it an air of distinction. Perhaps in the commonwealth he is about to found, Faust would wish to establish not only dykes and freedom, but also professorships of Greek and archaeological museums. And the lyre of Euphorion, which is also left us, may signify that poems like Byron’s Isles of Greece, Keats’s Grecian Urn, Die Götter Griechenlands of Schiller, and Goethe’s own classical pieces will continue to enrich European literature. This is something, but not enough to lift Faust’s immense enthusiasm for Helen above a crass illusion. That dream of a perfect beauty to be achieved, of a perfect life to be lived according to nature and reason, would have ended in a little scholarship and a little pedantry. Faust would have won Helen in order to hand her over to Wagner.
Helen was queen of Sparta; and although of course the Doric Sparta of Lycurgus was something much later, and had nothing to do with the Sparta of Homer, yet taken symbolically it is the happiest accident that Helen, the type of Greek perfection in beauty, should have been queen of Sparta, the type of Greek perfection in discipline. A Faust that had truly deserved and understood Helen would have built her an Hellenic city; he would have become himself an ἄναξ ἀνδρῶν, a master of men, one of those poets in things, those shapers of well-bred generations and wise laws, of which Plato speaks, contrasting them with Homer and other poets in words only. For the beauty of mind and body that fascinates the romantic classicist, and which inspired the ancient poets themselves, was not a product of idleness and sentimentality, nor of material and forced activity; it was a product of orderly war, religion, gymnastics, and deliberate self-government.
The next turn in Faust’s fortunes actually finds him a trader, a statesman, an empire-builder; and if such a rolling stone could gather any moss, we should expect to see here, if anywhere, the fruits of that “aesthetic education of mankind” which Helen represented. We should expect Faust, who had lain in the lap of absolute beauty, to understand its nature. We should expect him, in eager search after perfection, to establish his state on the distinction between the better and the worse,—a distinction never to be abolished or obscured for one who has loved beauty. In other words, he might have established a moral society founding it on great renunciations and on enlightened heroisms, so that the highest beauty might really come down and dwell within that city. But we find nothing of the sort. Faust founds his kingdom because he must do something; and his only ideal of what he hopes to secure for his subjects is that they shall always have something to do. Thus the will to live, in Faust, is not in the least educated by his experience. It changes its objects because it must; the passions of youth yield to those of age; and among all the illusions of his life the most fatuous is the illusion of progress.
It is characteristic of the absolute romantic spirit that when it has finished with something it must invent a new interest. It beats the bush for fresh game; it is always on the verge of being utterly bored. So now that Helen is flown, Mephistopheles must come to the rescue, like an amiable nurse, and propose all sorts of pastimes. Frankfort, Leipzig, Paris, Versailles, are described, with the entertainments that life there might afford; but Faust, who was always difficile, has been rendered more so by his recent splendid adventures. However, a new impulse suddenly arises in his breast. From the mountain-top to which Helen’s mantle has borne him, he can see the German Ocean, with its tides daily covering great stretches of the flat shore, and rendering them brackish and uninhabitable. It would be a fine thing to reclaim those wastes, to plant there a prosperous population. After Greece, Faust has a vision of Holland.
This last ambition of Faust’s is as romantic as the others. He feels the prompting towards political art, as he had felt the prompting towards love or beauty.19 The notion of transforming things by his will, of leaving for ages his mark upon nature and upon human society, fascinates him;20 but this passion for activity and power, which some simple-minded commentators dignify with the name of altruism and of living for others, has no steady purpose or standard about it.21 Goethe is especially lavish in details to prove this point. Magic, the exercise of an unteachable will, is still Faust’s instrument. Mephistopheles, by various arts of illusion, secures the triumph of the emperor in a desperate war which he is carrying on against a justifiable insurrection. As a reward for the aid rendered, Faust receives the shore marches in fief. The necessary dykes and canals are built by magic; the spirits that Mephistopheles commands dig and build them with strange incantations. The commerce that springs up is also illegitimate: piracy is involved in it.
Nor is this all. On some sand-dunes that diversified the original beach, an old man and his wife, Philemon and Baucis, lived before the advent of Faust and his improvements. On the hillock, besides their cottage, there stood a small chapel, with a bell which disturbed Faust in his newly built palace, partly by its importunate sound, partly by its Christian suggestions, and partly by reminding him that he was not master of the country altogether, and that something existed in it not the product of his magical will. The old people would not sell out; and in a fit of impatience Faust orders that they should be evicted by force, and transferred to a better dwelling elsewhere. Mephistopheles and his minions execute these orders somewhat roughly: the cottage and chapel are set on fire, and Philemon and Baucis are consumed in the flames, or buried in the ruins.
Faust regrets this accident; but it is one of those inevitable developments of action which a brave man must face, and forget as soon as possible. He had regretted in the same way the unhappiness of Gretchen, and, presumably, the death of Euphorion; but such is romantic life. His will, though shaken, is not extinguished by such misadventures. He would continue, if life could last, doing things that, in some respect, he would be obliged to regret: but he would banish that regret easily, in the pursuit of some new interest, and, on the whole, he would not regret having been obliged to regret them. Otherwise, he would not have shared the whole experience of mankind, but missed the important experience of self-accusation and of self-recovery.
It is impossible to suppose that the citizens he is establishing behind leaky dykes, so that they may always have something to keep them busy, would have given him unmixed satisfaction if he could really have foreseen their career in its concrete details. Holland is an interesting country, but hardly a spectacle which would long entrance an idealist like Faust, so exacting that he has found the arts and sciences wholly vain, domesticity impossible, and kitchens and beer-cellars beneath consideration. The career of Faust himself had been far more free and active than that of his industrious burghers could ever hope to be. His interest in establishing them is a masterful, irresponsible interest. It is one more arbitrary passion, one more selfish illusion. As he had no conscience in his love, and sought and secured nobody’s happiness, so he has no conscience in his ambition and in his political architecture; but if only his will is done, he does not ask whether, judged by its fruits, it will be worth doing. As his immense dejection at the beginning, when he was a doctor in his laboratory, was not founded on any real misfortune, but on restlessness and a vague infinite ambition, so his ultimate satisfaction in his work is not founded on any good done, but on a passionate wilfulness. He calls the thing he wants for others good, because he now wants to bestow it on them, not because they naturally want it for themselves. Incapable of sympathy, he has a momentary pleasure in policy; and in the last and “highest” expression of his will, in his statesmanship and supposed public spirit, he remains romantic and, if need be, aggressive and criminal.
Meantime, his end is approaching. The smoke from that poor little conflagration turns into shadowy-shapes of want, guilt, care, and death, which come and hover about him. Want is kept off by his wealth, and guilt is transcended by his romantic courage. But care slips through the keyhole, breathes upon him, and blinds him; while death, though he does not see it, follows close upon his heels. Nevertheless, the old man—Faust is in his hundredth year—is undaunted, and all his thoughts are intent on the future, on the work to which he has set his hand. He orders the digging to proceed on the canals he is building; but the spirits that seem to obey him are getting out of hand, and dig his grave instead.
When he feels death upon him, Faust has one of his most splendid moments of self-assertion. He has stormed through the world, he says, taking with equal thanks the buffets and rewards of fortune;22 and the last word of wisdom he has learned is that no man deserves life or freedom who does not daily win them anew. He will leave the dykes he has thrown up against the sea to protect the nation he has established; a symbol that their health and freedom must consist in perpetual striving against an indomitable foe. The thought of many generations living in that wholesome danger and labour fills him with satisfaction; he could almost say to this moment, in which that prospect opens before his mind’s eye, “Stay, thou art so fair.”23 And with these words—a last challenge and mock surrender to Mephistopheles—he sinks into the grave open at his feet.
Who has won the wager? Faust has almost, though not quite, pronounced the words which were to give Mephistopheles the victory; but the sense of them is new, and Mephistopheles has not succeeded in making Faust surrender his will to will, his indefinite idealism. Since what satisfies Faust is merely the consciousness that this will to will is to be maintained, and that neither he, nor the colonists he has brought into being, will ever lick the dust, and take comfort, without any further aspiration, in the chance pleasures of the moment. Faust has maintained his enthusiasm for a stormy, difficult, and endless life. He has been true to his romantic philosophy.
He is therefore saved, in the sense in which salvation is defined in the Prologue in Heaven, and presently again in the song of the angels that receive his soul when they say: “Whosoever is unflagging in his striving for ever, him we can redeem.”24 This salvation does not hang on any improvement in Faust’s character,—he was sinful to the end, and had been God’s unwitting servant from the very beginning,—nor does it lie in any revolution in his fortunes, as if in heaven he were to be differently employed than on earth. He is going to teach life to the souls of young boys, who have died too soon to have had in their own persons any experience of Rathskellers, Gretchens, Helens, and Walpurgisnachts.25 Teaching (though not exactly in these subjects) had been Doctor Faustus’ original profession; and the weariness of it was what had driven him to magic and almost to suicide, until he had escaped into the great world of adventure outside. Certainly, with his new pupils he will not be more content; his romantic restlessness will not forsake him in heaven. Some fine day he will throw his celestial school-books out of the window, and with his pupils after him, go forth to taste life in some windier region of the clouds.
No, Faust is not saved in the sense of being sanctified or brought to a final, eternal state of bliss. The only improvement in his nature has been that he has passed, at the beginning of the second part, from private to public activities. If, at the end of this part, he expresses a wish to abandon magic and to live like a man among men, in the bosom of real nature, that wish remains merely Platonic.26 It is a thought that visited Goethe often during his long career, that it is the part of wisdom to accept life under natural conditions rather than to pretend to evoke the conditions of life out of the will to live. This thought, were it held steadfastly, would constitute an advance from transcendentalism to naturalism. But the spirit of nature is itself romantic. It lives spontaneously, bravely, without premeditation, and for the sake of living rather than of enjoying or attaining anything final. And under natural conditions, the vicissitudes of an endless life would be many; and there could be no question of an ultimate goal, nor even of an endless progress in any particular direction. The veering of life is part of its vitality,—it is essential to romantic irony and to romantic pluck.
The secret of what is serious in the moral of Faust is to be looked for in Spinoza,—the source of what is serious in the philosophy of Goethe. Spinoza has an admirable doctrine, or rather insight, which he calls seeing things under the form of eternity. This faculty is fundamental in the human mind; ordinary perception and memory are cases of it. Therefore, when we use it to deal with ultimate issues, we are not alienated from experience, but, on the contrary, endowed with experience and with its fruits. A thing is seen under the form of eternity when all its parts or stages are conceived in their true relations, and thereby conceived together. The complete biography of Caesar is Caesar seen under the form of eternity. Now the complete biography of Faust, Faust seen under the form of eternity, shows forth his salvation. God and Faust himself, in his last moment of insight, see that to have led such a life, in such a spirit, was to be saved; it was to be the sort of man a man should be. The blots on that life were helpful and necessary blots; the passions of it were necessary and creative passions. To have felt such perpetual dissatisfaction is truly satisfactory; such desire for universal experience is the right experience. You are saved in that you lived well; saved not after you have stopped living well, but during the whole process. Your destiny has been to be the servant of God. That God and your own conscience should pronounce this sentence is your true salvation. Your worthiness is thereby established under the form of eternity.
The play, in its philosophic development, ends here; but Goethe added several more details and scenes, with that abundance, that love, of symbolic pictures and poetic epigrams which characterizes the whole second part. As Faust expires, or rather before he does so, Mephistopheles posts one of his little demons at each aperture of the hero’s body, lest the soul should slip out without being caught. At the same time a bevy of angels descends, scattering the red roses of love and singing its praises. These roses, if they touch Mephistopheles and his demons, turn to balls of fire; and although fire is their familiar element, they are scorched and scared away. The angels are thus enabled to catch the soul of Faust at their leisure, and bear it away triumphantly.
It goes without saying that this fight of little boys over a fluttering butterfly cannot be what really determines the issue of the wager and the salvation of Faust; but Goethe, in his conversations with Eckermann, justifies this intervention of a sort of mechanical accident, by the analogy of Christian doctrine. Grace is needed, besides virtue; and the intercession of Gretchen and the Virgin Mary, like that of the Virgin Mary, Lucia, and Beatrice, in Dante’s case, and the stratagem of the balls of fire, all stand for this external condition of salvation.
This intervention of grace is, at bottom, only a new symbol for the essential justification, under the form of eternity, of what is imperfect and insufficient in time. The chequered and wilful life of Faust is not righteous in any of its parts; yet righteousness is imputed to it as a whole; divine love accepts it as sufficient; speculative reason declares that to be the best possible life which, to humdrum understanding, seems a series of faults and of failures. If the foretaste of his new Holland fills, from a distance, the dying Faust with satisfaction, how much more must the wonderful career of Faust himself deserve to be accepted and envied, and proclaimed to be its own excuse for being! The faults of Faust in time are not counted against him in eternity. His crimes and follies were blessings in disguise. Did they not render his life interesting and fit to make a poem of? Was it not by falling into them, and rising out of them, that Faust was Faust at all? This insight is the higher reason, the divine love, supervening to save him. What ought to be imperfect in time is, because of its very imperfection there, perfect when viewed under the form of eternity. To live, to live just as we do, that—if we could only realize it—is the purpose and the crown of living. We must seek improvement; we must be dissatisfied with ourselves; that is the appointed attitude, the histrionic pose, that is to keep the ball rolling. But while we feel this dissatisfaction we are perfectly satisfactory, and while we play our game and constantly lose it, we are winning the game for God.
Even this scene, however, did not satisfy the prolific fancy of the poet, and he added a final one,—the apotheosis or Himmelfahrt of Faust. In the Campo Santo at Pisa Goethe had seen a fresco representing various anchorites dwelling on the flanks of some sacred mountain,—Sinai, Carmel, or Athos,—each in his little cave or hermitage; and above them, in the large space of sky, flights of angels were seen rising towards the Madonna. Through such a landscape the poet now shows us the soul of Faust carried slowly upwards.
This scene has been regarded as inspired by Catholic ideas, whereas the Prologue in Heaven was Biblical and Protestant; and Goethe himself says that his “poetic intention” could best be rendered by images borrowed from the tradition of the mediaeval church. But in truth there is nothing Catholic about the scene, except the names or titles of the personages. What they say is all sentimental landscape-painting or vague mysticism, such as might go with any somewhat nebulous piety; and much is actually borrowed from Swedenborg. What is Swedenborgian, however,—such as the notion of heavenly instruction, passage from sphere to sphere, and looking through other people’s eyes,—is in turn a mere form of expression. The “poetic intention” of the author is, as we have seen, altogether Spinozitic. Undoubtedly he conceives that the soul of Faust is to pass, in another world, through some new series of experiences. But that destiny is not his salvation; it is the continuance of his trial. The famous chorus at the very end repeats, with an interesting variation, the same contrast we have seen before between the point of view of time and that of eternity. Everything transitory, says the mystic chorus,27 is only an image; here (that is, under the form of eternity) the insufficient is turned into something actual and complete; and what seemed in experience an endless pursuit becomes to speculation a perfect fulfilment. The ideal of something infinitely attractive and essentially inexhaustible—the eternal feminine, as Goethe calls it—draws life on from stage to stage.
Gretchen and Helen had been symbols of this ideal; Goethe’s green old age had felt, to the very last, the charm of woman, the sweetness and the sorrow of loving what he could not hope to possess, and what, in its ideal perfection, necessarily eludes possession. He had reconciled himself, not without tears, to this desire without hope, and, like Piccarda in the Paradiso, he had blessed the hand that gave the passion and denied the happiness.28 Thus, in dreaming of one satisfaction and renouncing it, he had found a satisfaction of another kind. Faust ends on the same philosophical level on which it began,—the level of romanticism. The worth of life lies in pursuit, not in attainment; therefore, everything is worth pursuing, and nothing brings satisfaction—save this endless destiny itself.
Such is the official moral of Faust, and what we may call its general philosophy. But, as we saw just now, this moral is only an afterthought, and is far from exhausting the philosophic ideas which the poem contains. Here is a scheme for experience; but experience, in filling it out, opens up many vistas; and some of these reveal deeper and higher things than experience itself. The path of the pilgrim and the inns he stops at are neither the whole landscape he sees as he travels, nor the true shrine he is making for. And the incidental philosophy or philosophies of Goethe’s Faust are, to my mind, often better than its ultimate philosophy. The first scene of the second part, for instance, is better, poetically and philosophically, than the last. It shows a deeper sense for the realities of nature and of the soul, and it is more sincere. Goethe there is interpreting nature with Spinoza; he is not dreaming with Swedenborg, nor talking equivocal paradoxes with Hegel.
In fact, the great merit of the romantic attitude in poetry, and of the transcendental method in philosophy, is that they put us back at the beginning of our experience. They disintegrate convention, which is often cumbrous and confused, and restore us to ourselves, to immediate perception and primordial will. That, as it would seem, is the true and inevitable starting-point. Had we not been born, had we not peeped into this world, each out of his personal eggshell, this world might indeed have existed without us, as a thousand undiscoverable worlds may now exist; but for us it would not have existed. This obvious truth would not need to be insisted on but for two reasons: one that conventional knowledge, such as our notions of science and morality afford, is often top-heavy; asserts and imposes on us much more than our experience warrants,—our experience, which is our only approach to reality. The other reason is the reverse or counterpart of this; for conventional knowledge often ignores and seems to suppress parts of experience no less actual and important for us as those parts on which the conventional knowledge itself is reared. The public world is too narrow for the soul, as well as too mythical and fabulous. Hence the double critical labour and reawakening which romantic reflection is good for,—to cut off the dead branches and feed the starving shoots. This philosophy, as Kant said, is a cathartic: it is purgative and liberating; it is intended to make us start afresh and start right.
It follows that one who has no sympathy with such a philosophy is a comparatively conventional person. He has a second-hand mind. Faust has a first-hand mind, a truly free, sincere, courageous soul. It follows also, however, that one who has no philosophy but this has no wisdom; he can say nothing that is worth carrying away; everything in him is attitude and nothing is achievement. Faust, and especially Mephistopheles, do have other philosophies on top of their transcendentalism; for this is only a method, to be used in reaching conclusions that shall be critically safeguarded and empirically grounded. Such outlooks, such vistas into nature, are scattered liberally through the pages of Faust. Words of wisdom diversify this career of folly, as exquisite scenes fill this tortuous and overloaded drama. The mind has become free and sincere, but it has remained bewildered.
The literary merits of Goethe’s Faust correspond accurately with its philosophical excellences. In the prologue in the theatre Goethe himself has described them; much scenery, much wisdom, some folly, great wealth of incident and characterization; and behind, the soul of a poet singing with all sincerity and fervour the visions of his life. Here is profundity, inwardness, honesty, waywardness; here are the most touching accents of nature, and the most varied assortment of curious lore and grotesque fancies. This work, says Goethe (in a quatrain intended as an epilogue, but not ultimately inserted in the play),—this work is like human life: it has a beginning, it has an end; but it has no totality, it is not one whole.29 How, indeed, should we draw the sum of an infinite experience that is without conditions to determine it, and without goals in which it terminates? Evidently all a poet of pure experience can do is to represent some snatches of it, more or less prolonged; and the more prolonged the experience represented is the more it will be a collection of snatches, and the less the last part of it will have to do with the beginning. Any character which we may attribute to the whole of what we have surveyed would fail to dominate it, if that whole had been larger, and if we had had memory or foresight enough to include other parts of experience differing altogether in kind from the episodes we happen to have lived through. To be miscellaneous, to be indefinite, to be unfinished, is essential to the romantic life. May we not say that it is essential to all life, in its immediacy; and that only in reference to what is not life—to objects, ideals, and unanimities that cannot be experienced but may only be conceived—can life become rational and truly progressive? Herein we may see the radical and inalienable excellence of romanticism; its sincerity, freedom, richness, and infinity. Herein, too, we may see its limitations, in that it cannot fix or trust any of its ideals, and blindly believes the universe to be as wayward as itself, so that nature and art are always slipping through its fingers. It is obstinately empirical, and will never learn anything from experience.
7 Ibid.:
Es irrt der Mensch, so lang’ er strebt.
Ein guter Mensch in seinem dunkeln Drange
Ist sich des rechten Weges wohl bewusst.
10 Ibid.:
Das Werdende, das ewig wirkt und lebt,
Umfass’ euch mit der Liebe holden Schranken,
Und was in schwankender Erscheinung schwebt,
Befestiget mit dauernden Gedanken!
25 Ibid.:
Wir wurden früh entfernt
Von Lebechören;
Doch dieser hat gelernt,
Er wird uns lehren.
Notes
1 Eckermann, Conversation of May 6, 1827: “Das ist zwar ein wirksamer, manches erklärender, guter Gedanke, aber es ist keine Idee die dem Ganzen... zugrunde liege.”
2 Faust, Part it-i. Act v. 375-82:
Ich bin nur durch die Welt gerannt;
Ein jed’ Gelüst ergriff ich bei den Haaren,
Was nicht genügte, liess ich fahren,
Was mir entwischte, liess ich ziehn.
Ich habe nur begehrt und nur vollbracht
Und abermals gewünscht und so mit Macht
Mein Leben durchgestürmt; erst gross und mächtig,
Nun aber geht es weise, geht bedächtig.
3 Faust, Part i., Studierzimmer, i.:
Welch Schauspiel! aber, ach! ein Schauspiel nur!
Wo fass’ ich dich, unendliche Natur?
Euch, Brüste, wo?
4 Faust, Part i., Studierzimmer:
Du, Geist der Erde, bist mir näher;
Schon fühl’ ich meine Kräfte höher,
Schon glüh’ ich wie von neuem Wein;
Ich fühle Mut, mich in die Welt zu wagen,
Der Erde Weh, der Erde Glück zu tragen,...
Mit Stürmen mich herumzuschlagen
Und in des Schiffbruchs Knirschen nicht zu zagen.
5 Faust, Prolog im Himmel:
Mit den Toten
Hab’ ich mich niemals gern befangen.
Am meisten lieb’ ich mir die vollen, frischen Wangen.
Für einen Leichnam bin ich nicht zu Haus;
Mir geht es, wie der Katze mit der Maus....
Von Sonn’ und Welten weiss ich nichts zu sagen,
Ich sehe nur, wie sich die Menschen plagen.
6 Faust, Prolog im Himmel:
Staub soll er fressen, und mit Lust.
8 Faust, Part ii. Act v.:
Ja! diesem Sinne bin ich ganz ergeben.
Das ist der Weisheit letzter Schluss:
Nur der verdient sich Freiheit wie das Leben,
Der täglich sie erobern muss.
9 Ibid., Part i., Prolog im Himmel:
Des Menschen Thätigkeit kann allzu leicht erschlaffen,
Er liebt sich bald die unbedingte Ruh;
Drum geb’ ich gem ihm den Gesellen zu,
Der reizt und wirkt und muss als Teufel schaffen.
11 Faust, Part i., Wald und Höhle:
Erhabner Geist, du gabst mir, gabst mir alles,
Warum ich bat. Du hast mir nicht umsonst
Dein Angesicht im Feuer zugewendet....
O, dass dem Menschen nichts Vollkommnes wird,
Empfind’ ich nun. Du gabst zu dieser Wonne,
Die mich den Göttern nah und näher bringt,
Mir den Gefährten, &c.
Also, ibid., Trüber Tag: Grosser herrlicher Geist, der du mir zu erscheinen würdigtest, der du mein Herz kennest und meine Seele, warum an den Schandgesellen mich Schmieden, der sich am Schaden weidet und am Verderben sich letzt?
12 Faust, Part i., Studierzimmer, ii.:
Ich bin der Geist, der stets verneint!
Und das mit Recht; denn alles, was entsteht,
Ist wert, dass es zu Grunde geht;,
Drum besser wär’s, dass nichts entstünde....
Ich bin ein Teil des Teils, der anfangs alles war,
Ein Teil der Finsternis, die sich das Licht gebar....
Was sich dem Nichts entgegenstellt,
Das Etwas, diese plumpe Welt,
So viel als ich schon unternommen,
Ich wusste nicht ihr beizukommen....
Wie viele hab’ ich schon begraben!
Und immer cirkuliert ein neues, frisches Blut.
So geht es fort, man möchte rasend werden!
13 Faust, Part ii. Act i., Anmutige Gegend:
Kleiner Elfen Geistergrösse
Eilet, we sie helfen kann;
Ob er heilig, ob er böse,
Jammert sie der Unglücksmann.
14 Faust, Part ii. Act i., Anmutige Gegend:
Alles kann der Edle leisten,
Der versteht und rasch ergreift.
The whole scene will repay study.
15 Faust, Part ii. Act i., Anmutige Gegend:
Des Lebens Fackel wollten wir entzünden,
Ein Feuermeer umschlingt uns, welch ein Feuer!...
So bleibe denn die Sonne mir im Rücken!
Der Wassersturz, das Felsenriff durchbrausend,
Ihn schau’ ich an mit wachsendem Entzücken....
Allein wie herrlich, diesem Sturm erspriessend,
Wolbt sich des bunten Bogens Wechseldauer,...
Der spiegelt ab das menschliche Bestreben....
Am farbigen Abglanz haben wir das Leben.
16 Faust, Part i., Studierzimmer:
Ins hohe Meer werd’ ich hinausgewiesen,...
Zu neuen Sphären reiner Thätigkeit....
Hier ist es Zeit, durch Thaten zu beweisen,
Dass Manneswürde nicht der Götterhöhe weicht,...
Zu diesem Schritt sich heiter zu entschliessen
Und war’ es mit Gefahr, ins Nichts dahin zu fliessen.
17 Faust, Part ii. Act iv., Hochgebirg: The first monologue.
18 Faust, Part i, Act ii., Anmutige Gegend:
Du, Erde,... regst und rührst ein kraftiges Beschliessen
Zum höchsten Dasein immerfort zu streben.
19 Faust, Part ii. Act iv., Hochgebirg:
Erstaunenswürdiges soll geraten,
Ich fühle Kraft zu kühnem Fleiss.
Herrschaft gewinn’ ich, Eigentum!
Die That ist alles, nichts der Ruhm.
Da wagt mein Geist, sich selbst zu überfliegen;
Hier möcht’ ich kämpfen, dies möcht’ ich besiegen.
20 Ibid., Act v., Grosser Vorhof des Palasts:
Es kann die Spur von meinen Erdetagen
Nicht in Aeonen untergehn.
21 Faust, Part ii. Act iv., Hochgebirg:
Wer befehlen soll
Muss im Befehlen Seligkeit empfinden.
Ihm ist die Brust von hohem Willen voll,
Doch was er will, es darf’s kein Mensch ergründen.
22 Faust, Part ii. Act v., Mitternacht:
Ich bin nur durch die Welt gerannt:
Ein jed’ Gelüst ergriff ich bei den Haaren,
Was nicht genügte, liess ich fahren,
Was mich entwischte, liess ich ziehn.
23 Faust, Part ii. Act v., Grosser Vorhof des Palasts:
Solch ein Gewimmel möcht ich sehn,
Auf freiem Grund mit freiem Volke stehn.
Zum Augenblicke dürft’ ich sagen:
Verweile doch, du bist so schön!
24 Faust, Part ii. Act v., Himmel:
Wer immer strebend sich bemüht,
Den konnen wir erlösen.
26 Faust, Part ii. Act v., Mitternacht:
Noch hab’ ich mich ins Freie nicht gekämpft.
Könnt ich Magie von meinem Pfad entfernen,
Die Zaubersprüche ganz und gar verlernen,
Stünd’ ich, Natur, vor dir ein Mann allein.
Da wär’s der Mühe wert, ein Mensch zu sein.
27 Faust, Part ii, Act v., Himmel:
Alles Vergängliche
Ist nur ein Gleichnis;
Das Unzulängliche,
Hier wird’s Ereignis;
Das Unbeschreibliche,
Hier ist es gethan;
Das Ewig-Weibliche
Zieht uns hinan.
28 Cf. Trilogie der Leidenschaft, 1823:
Mich treibt umher ein unbezwinglich Sehnen;
Da bleibt kein Rat als grenzenlose Thränen....
Und so das Herz erleichtert merkt behende
Dass es noch lebt und schlägt und möchte schlagen,...
Da fühlte sich—o, dass es ewig bliebe!—
Das Doppelglück der Töne wie der Liebe.
29 Aus dem Nachlass, Abkündigung:
Menschen Leben ist ein ähnliches Gedicht;
Es hat wohl einen Anfang, hat ein Ende,
Allein ein Ganzes ist es nicht.