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A Source Book for Mediæval History

by Thatcher and McNeal

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Preface

The use of original sources in the teaching of mediæval history is still hampered by the scarcity of material adapted to the needs of the student. This situation is sufficient excuse for the publication of a new book of translations of important mediæval documents, if such a book does more than reedit old material—if it presents, along with the usual and familiar sources, documents not elsewhere translated or brings together documents not otherwise easily accessible. We believe the present work does that, and that it also makes the use of this material more practicable by giving fuller notes and explanations than has usually been attempted.

Our purpose in general has been to present material touching only what may be called the most important matters (persons, events, movements, institutions, and conditions) of the whole mediæval period. We have not tried to make a complete source-book for the period, but only to offer in usable form illustrative material which may be of service to both teacher and student in general or information courses. Each document is meant to illustrate or illumine one particular thing. While it may throw light on many other things, the teacher should be warned not to attempt to deduce from these few documents the whole history and life of the Middle Age.

We are fully aware that in the choice of documents we shall not please all. Many of the documents here given are clearly essential and must be found in such a book as we have tried to make. Concerning all such there can be no question. As to the others, there are hundreds of documents which would serve our purpose quite as well as those we have used, perhaps even better. In making our selections we have been guided by a great variety of considerations which it would be useless to enumerate. While another would have made a different selection, we believe that the documents which we present really illustrate the matter in question, and therefore will be found satisfactory. With this we shall be quite content. The necessity of selection has also led us to omit the political history of France and England. We felt that we could properly leave out English documents, because there are already several excellent collections of English sources, such as those of Lee, Colby, Adams, and Stephens, etc. In regard to France we were in doubt for some time, but the desire to keep the size of the book within certain limits at length prevailed. We hope, however, to atone for this omission by publishing soon a small collection of documents relating exclusively to France.

It will be observed that we have made use chiefly of documents, quoting from chronicles only when it seemed absolutely necessary. An exception to this general principle is found in section I, where a larger use of chronicles was rendered necessary by the lack of documentary sources for much of the period covered; but it is perhaps unnecessary to apologize for presenting selections from the important histories of Tacitus, Gregory, Einhard, and Widukind. In the matter of form (translation, omissions, arrangements, notes, etc.), we were guided by considerations of the purpose of the book. The style of most of the documents in the original is involved, obscure, bombastic, and repetitious. A faithful rendition into English would often be quite unintelligible. We have endeavored to make a clear and readable translation, but always to give the correct meaning. If we have failed in the latter it is not for want of constant effort. We have not hesitated to omit phrases and clauses, often of a parenthetical nature, the presence of which in the translation would only render the passage obscure and obstruct the thought. As a rule we have given the full text of the body of the document, but we have generally omitted the first and last paragraphs, the former containing usually titles and pious generalities, and the latter being composed of lists of witnesses, etc. We have given a sufficient number of the documents in full to illustrate these features of mediæval diplomatics. All but the most trivial omissions in the text (which are matters rather of form of translation) are indicated thus:... Insertions in the text to explain the meaning of phrases are inclosed in brackets. Quotations from the Bible are regularly given in the words of the Authorized Version, but where the Latin (taken from the Vulgate) differs in any essential manner, we have sometimes translated the passage literally.

Within each section the documents are arranged in chronological order, except in a few cases where the topical arrangement seemed necessary. We believe that the explanatory notes in the form of introductions and foot-notes will be found of service; they are by no means exhaustive, but are intended to explain the setting and importance of the document and the difficult or obscure passages it may contain. The reference to the work or the collection in which the original is found is given after the title of practically every document; the meaning of the references will be plain from the accompanying bibliography. The original of nearly all the documents is in Latin; some few are in Greek, Old French, or German, and in such cases the language of the original is indicated.

It is impossible, of course, to give explicit directions as to the use of the book, other than the very obvious methods of requiring the student to read and analyze the documents assigned in connection with the lesson in the text-book, and of making clear to him the relation of the document to the event. It may be possible also for the teacher to give the student some notion of the meaning of “historical method”; e.g., the necessity of making allowance for the ignorance or the bias of the author in chronicles, or the way in which a knowledge of institutions is deduced from incidental references in documents. Suggestions of both sorts will be found in the introduction and notes. The teacher should insist on the use of such helps as are found in the book: notes, cross-references, glossary, etc. Groups of documents can be used to advantage in topical work: assigned topics worked up from authorities can be illustrated by documents selected from the book; e.g., imperial elections, papal elections, the Normans in Sicily, history of the Austrian dominions, Germans and Slavs on the eastern frontier, relations of the emperors and the popes before the investiture strife, etc.

TABLE OF CONTENTSpage
Section I. The Germans and the Empire to 1073 1–81
1.Selections from the Germania of Tacitus, ca. 1002
2.Procopius, Vandal war11
3.Procopius, Gothic war12
4.The Salic law, ca. 50014
5.Selections from Gregory of Tours26
6.The coronation of Pippin, 75137
7.Einhard’s Life of Karl the Great38
8.The imperial coronation of Karl the Great, 80048
9.General capitulary about the missi, 80248
10.Selections from the Monk of St. Gall51
11.Letter of Karl the Great to Baugulf, 78755
12.Letter of Karl about the sermons of Paul the Deacon56
13.Recognition of Karl by the emperors at Constantinople, 81257
14.Letter of Karl to emperor Michael I, 81358
15.Letter to Ludwig the Pious about a comet, 83759
16.The Strassburg oaths, 84260
17.The treaty of Verdun, 843. Annales Bertiniani62
18.The treaty of Verdun. Regino63
19.The treaty of Meersen, 87064
20.Invasion of the Northmen, end of the ninth century65
21.Invasion of the Hungarians, ca. 95065
22.Dissolution of the empire. Regino66
23.The coronation of Arnulf, 896. Regino69
24.Rise of the tribal duchies in Germany, ca. 900. Saxony69
25.Rise of the tribal duchies. Suabia70
26.Henry I and the Saxon cities71
27.The election of Otto I, 93672
28.Otto I and the Hungarians, 95575
29.The imperial coronation of Otto I, 96278
30.The acquisition of Burgundy by the empire, 1018–32. Thietmar of Merseburg79
31.The acquisition of Burgundy. Wipo, Life of Conrad II79
32.Henry III and the eastern frontier, 1040–4380
Section II. The Papacy to the Accession of Gregory VII, 1073 82–131
33.Legislation concerning the election of bishops, fourth to ninth centuries83
34.Pope to be chosen from the cardinal clergy84
35.The Petrine theory as stated by Leo I, 440–46185
36.The emperor gives the pope secular authority, 55486
37.Letter from the church at Rome to the emperor at Constantinople, ca. 65087
38.Letter from the church at Rome to the exarch of Ravenna, ca. 60089
39.Gregory I sends missionaries to the English, 596. Bede92
40.The oath of Boniface to Gregory II, 72393
41.Letter of Gregory II to emperor Leo III, 726 or 72795
42.Gregory III excommunicates iconoclasts, 731101
43.Letter of Gregory III to Karl Martel, 739101
44.Promise of Pippin to Stephen II, 753, 754102
45.Donation of Pippin, 756104
46.Promise of Karl to Adrian I, 774105
47.Letter of Karl to Leo III, 796107
48.Karl exercises authority in Rome, 800108
49.Oath of Leo III before Karl, 800108
50.Oath of the Romans to Ludwig the Pious and Lothar, 824109
51.Letter of Ludwig II to Basil, emperor at Constantinople, 871110
52.Papal elections to be held in the presence of the emperor’s representatives, 898113
53.Oath of Otto I to John XII, 961114
54.Otto I confirms the pope in the possession of his lands, 962115
55.Leo VIII grants the emperor the right to choose popes, 963118
56.Letter of Sylvester II to Stephen of Hungary, 1000119
57.Henry III deposes and creates popes, 1048121
58.Oath of Robert Guiscard to Nicholas II, 1059124
59.Papal election decree of Nicholas II, 1059126
Section III. The Struggle between the Empire and the Papacy, 1073–1250 132–259
60.Prohibition of simony and marriage of the clergy, 1074134
61.Simony and celibacy; Roman council, 1074134
62.Celibacy, 1074135
63.Celibacy, ninth general council in the Lateran, 1123135
64.Prohibition of lay investiture, 1078136
65.Dictatus papæ, ca. 1090136
66.Letter of Gregory VII commending his legates, 1074139
67.Oath of the patriarch of Aquileia to Gregory VII, 1079140
68.Oath of Richard of Capua to Gregory VII, 1073140
69.Letter of Gregory VII to the princes wishing to reconquer Spain, 1073142
70.Letter of Gregory VII to Wratislav, duke of Bohemia, 1073143
71.Letter of Gregory VII to Sancho, king of Aragon, 1074143
72.Letter of Gregory VII to Solomon, king of Hungary, 1074144
73.Letter of Gregory VII to Demetrius, king of Russia, 1075145
74.Letter of Gregory VII to Henry IV, 1075146
75.Deposition of Gregory VII by Henry IV, 1076151
76.Letter of the bishops of Germany to Gregory VII, 1076153
77.First deposition and excommunication of Henry IV by Gregory VII, 1076155
78.Agreement at Oppenheim, 1076156
79.Edict annulling the decrees against Gregory VII, 1076157
80.Letter of Gregory VII concerning the penance of Henry IV at Canossa, 1077157
81.Oath of Henry IV160
82.Countess Matilda gives her lands to the church, 1102160
83.First privilege of Paschal II to Henry V, 1111161
84.Second privilege of Paschal II to Henry V, 1111163
85.Concordat of Worms, 1122. Promise of Calixtus II164
86.Concordat of Worms. Promise of Henry V165
87.Election notice, 1125166
88.Anaclete II gives title of king to Roger of Sicily, 1130168
89.Coronation oath of Lothar II, 1133169
90.Innocent II grants the lands of Countess Matilda to Lothar II, 1133170
91.Letter of Bernard of Clairvaux to Lothar II, 1134171
92.Letter of Bernard of Clairvaux to Conrad III, 1140172
93.Letter of Conrad III to John Comnenus, 1142173
94.Letter of Wibald, abbot of Stablo, to Eugene III, 1150174
95.Letter of Frederick I to Eugene III, 1152176
96.Answer of Eugene III, 1152178
97.Treaty of Constance, 1153178
98.Stirrup episode, 1155180
99.Treaty of Adrian IV and William of Sicily, 1156181
100.Letter of Adrian IV to Frederick I, 1157183
101.Manifesto of Frederick I, 1157186
102.Letter of Adrian IV to Frederick I, 1158187
103.Definition of regalia, 1158188
104.Letter of Eberhard, bishop of Bamberg, 1159190
105.Letter of Alexander III in regard to disputed papal election of 1159192
106.Letter of Victor IV, 1159194
107.Account given by Gerhoh of Reichersberg, ca. 1160196
108.Preliminary treaty of Anagni, 1176196
109.Peace of Constance, 1183199
110.Formation of the duchy of Austria, 1156202
111.The bishop of Würzburg becomes a duke, 1168203
112.Decree of Gelnhausen, 1180205
113.Papal election decree of Alexander III, 1179207
114.Innocent III to Acerbius, 1198208
115.Innocent III grants the pallium to the archbishop of Trnova, 1201208
116.Innocent III to the archbishop of Auch, 1198209
117.Innocent III commands all in authority to aid his legates, 1198210
118.Innocent III to the king of Aragon, 1206211
119.Innocent III to the French bishops, 1198211
120.Innocent III forbids violence to the Jews, 1199212
121.Innocent III to the archbishop of Rouen, 1198213
122.Innocent III forbids laymen to demand tithes from the clergy, 1198213
123.Oath of the prefect of Rome to Innocent III, 1198214
124.Oath of John of Ceccano to Innocent III, 1201215
125.Innocent III to the archbishop of Messina, 1203216
126.Innocent III to the English barons, 1206217
127.Innocent III to Peter of Aragon, 1211218
128.Innocent III grants the title of king to the duke of Bohemia, 1204218
129.Innocent III to the English barons, 1216219
130.Innocent III decides the disputed election of Frederick, Philip of Suabia, and Otto, 1201220
131.Treaty between Philip of Suabia and Philip II of France, 1198227
132.Alliance between Otto IV and John of England, 1202228
133.Concessions of Philip of Suabia to Innocent III, 1203228
134.Promise of Frederick II to Innocent III, 1213230
135.Promise of Frederick II to resign Sicily, 1216232
136.Concessions of Frederick II to the ecclesiastical princes, 1220233
137.Decision of the diet concerning new tolls and mints, 1220236
138.Frederick II gives a charter to the patriarch of Aquileia, 1220237
139.Statute of Frederick II in favor of the princes, 1231–32238
140.Treaty of San Germano, 1230. Preliminary agreement240
141.Papal stipulations in treaty of San Germano242
142.Letter of Gregory IX about the emperor’s visit, 1230244
143.Papal charges and imperial defence, 1238245
144.Excommunication of Frederick II, 1239254
145.Current stories about Frederick II. Matthew of Paris256
Section IV. The Empire, 1250–1500 260–308
146.Diet of Nürnberg, 1274260
147.The German princes confirm Rudolf’s surrender of Italy, 1278–79263
148.Revocation of grants of imperial lands, 1281265
149.Electoral “letter of consent,” 1282265
150.Letter of Rudolf to Edward I of England, 1283266
151.Decree against counterfeiters, 1285267
152.The beginning of the Swiss confederation, 1290267
152 a.Edict of Rudolf, in regard to Schwyz, 1291269
153.Concessions of Adolf of Nassau to the archbishop of Cologne, 1292270
154.The archbishop of Mainz confirmed as archchancellor of Germany, 1298276
155.Declaration of the election of Henry VII, 1308277
156.Supplying of the office of archchancellor of Italy, 1310278
157.The law “Licet juris,” 1338279
158.The diet of Coblenz, 1338. Chronicle of Flanders281
159.The diet of Coblenz. Chronicle of Henry Knyghton282
160.The Golden Bull of Charles IV, 1356283
160 a.Complaint of the cities of Brandenburg to Sigismund, 1411306
160 b.Sigismund orders the people to receive Frederick of Hohenzollern as governor, 1412307
Section V. The Church, 1250–1500 309–340
161.Bull of Nicholas III condemning heretics, 1280309
162.Bull “Clericis laicos” of Boniface VIII, 1298311
163.Boniface VIII announces the jubilee year, 1300313
164.The bull “Unam sanctam” of Boniface VIII, 1302314
165.The conclusions of Marsilius of Padua, 1324317
166.Condemnation of Marsilius of Padua, 1327324
167.Beginning of the schism; manifesto of the revolting cardinals, 1378325
168.The University of Paris and the schism, 1393326
169.Council of Pisa declares itself competent to try popes, 1409327
170.Oath of the cardinals, council of Pisa, 1409328
171.Council of Constance claims supreme authority, 1415328
172.Reforms demanded by the council of Constance, 1417329
173.Concerning general councils, council of Constance, 1417331
174.Bull “Execrabilis” of Pius II, 1459332
175.William III of Saxony forbids appeals to foreign courts, 1446333
176.Establishment of the university of Avignon, 1303334
177.Popular dissatisfaction with the wealth of the church, ca. 1480336
178.Complaints of the Germans against the pope, 1510336
179.Abuses in the sale of indulgences, 1512338
Section VI. Feudalism 341–387
180.Form for the creation of an “antrustio” by the king342
181.Form for suspending lawsuits343
182.Form for commendation343
183.Form for undertaking lawsuits344
184.Form for gift of land to a church345
185.Form for precarial letter346
186.Form for precarial letter347
187.Form for precarial letter347
188.Form for gift of land to be received back and held in perpetuity for a fixed rent348
189.Treaty of Andelot, 587348
190.Precept of Chlothar II, 584–628350
191.Grant of immunity to a monastery, 673351
192.Form for grant of immunity to a monastery352
193.Form for grant of immunity to a secular person352
194.Grant of immunity to a secular person, 815353
195.Edict of Chlothar II, 614355
196.Capitulary of Kiersy, 877355
197.Capitulary of Lestinnes, 743357
198.Capitulary of Aquitaine, 768357
199.Capitulary of Heristal, 779358
200.General capitulary to the missi, 802358
201.Capitulary to the missi, 806358
202.Capitulary of 807359
203.General capitulary to the missi, 805359
204.Capitulary of 811359
205.Capitulary of Worms, 829360
206.Capitulary of Aachen, 801–813360
207.Agreement of Lothar, Ludwig, and Charles, 847360
208.Capitulary of Bologna, 811361
209.Homage363
210.Homage364
211.Homage364
212.Homage364
213.Homage364
214.Homage of Edward III to Philip VI, 1329365
215.Feudal aids367
216.Feudal aids367
217.Feudal aids, etc367
218.Homage of the count of Champagne to the duke of Burgundy, 1143368
219.Homage of the count of Champagne to Philip II, 1198369
220.Homage of the count of Champagne to the duke of Burgundy, 1200371
221.Letter of Blanche of Champagne to Philip II, 1201371
222.Letter of Philip II to Blanche372
223.Homage of the count of Champagne to the bishop of Langres, 1214372
224.Homage of the count of Champagne to the bishop of Châlons, 1214.373
225.Homage of the count of Champagne to the abbot of St. Denis, 1226373
226.List of the fiefs of the count of Champagne, ca. 1172374
227.Sum of the knights of the count of Champagne375
228.Extent of the domain lands of the count of Champagne, ca. 1215377
229.Feudal law of Conrad II, 1037383
230.Feudal law of Frederick I for Italy, 1158385
Section VII. Courts, Judicial Processes, and the Peace 388–431
231.Sachsenspiegel391
232.Frederick II appoints a justiciar and a court secretary, 1235398
233.Peace of Eger, 1389399
234.Ordeal by hot water401
235.Ordeal by hot iron404
236.Ordeal by cold water406
237.Ordeal by cold water408
238.Ordeal by the barley bread409
239.Ordeal by bread and cheese410
240.Peace of God, 989412
241.Peace of God, 990412
242.Truce of God, 1035–41414
243.Truce of God, ca. 1041416
244.Truce of God, 1063417
245.Peace of the land, Henry IV, 1103419
246.Peace of the land for Elsass, 1085–1103419
247.Decree of Frederick I concerning the peace, 1156422
248.Peace of the land for Italy, Frederick I, 1158425
249.Perpetual peace of the land, Maximilian I, 1495427
250.Establishment of a supreme court, 1495430
Section VIII. Monasticism 432–509
251.The rule of St. Benedict, ca. 530432
252.Oath of the Benedictines485
253.Monk’s vow485
254.Monk’s vow485
255.Monk’s vow486
256.Monk’s vow486
257.Written profession of a monk486
258.Ceremony of receiving a monk into the monastery488
259.Offering of a child to the monastery489
260.Offering of a child to the monastery489
261.Commendatory letter489
262.Commendatory letter490
263.General letter490
264.Letter of dismissal490
265.Rule of St. Chrodegang, ca. 744491
265 a.Origin of the Templars, 1119492
266.Anastasius IV grants privileges to the Knights of St. John, 1154494
267.Innocent III to the bishops of France; simony in the monasteries, 1211496
268.Innocent III grants the use of the mitre to the abbot of Marseilles, 1204497
269.Rule of St. Francis, 1223498
270.Testament of St. Francis, 1220504
271.Innocent IV grants friars permission to ride on horseback, 1250508
272.Alexander IV condemns attacks on the friars, 1256508
273.John XXII condemns the theses of John of Poilly, 1320509
Section IX. The Crusades 510–544
274.Origen, Exhortation to martyrdom, 235510
275.Origen, Commentary on Numbers511
276.Leo IV (847–855); indulgences for fighting the heathen511
277.John II; indulgences for fighting the heathen, 878512
278.Gregory VII calls for a crusade, 1074512
279.Speech of Urban II at the council of Clermont, 1095. Fulcher of Chartres513
280.Speech of Urban II. Robert the Monk518
281.Truce of God and indulgences proclaimed at the council of Clermont521
282.Ekkehard of Aura, Hierosolimita; the first crusade522
283.Anonymi Gesta Francorum, 1097–99523
284.Eugene III announces a crusade, 1145526
285.Otto of St. Blasien; the third crusade, 1189–90529
286.Innocent III forbids the Venetians to traffic with the Mohammedans, 1198535
287.Innocent III takes the king of the Danes under his protection, 1210537
288.Innocent III announces a crusade, 1215537
Section X. Social Classes and Cities in Germany–612
289.Otto III forbids the unfree classes to attempt to free themselves, ca. 1000545
290.Henry I frees a serf, 926546
291.Henry III frees a female serf, 1050547
292.Recovery of fugitive serfs, 1224548
293.Rank of children born of mixed marriages, 1282549
294.Frederick II confers nobility, ca. 1240549
295.Charles IV confers nobility on a “doctor of both laws,” 1360550
296.Law of the family of the bishop of Worms, 1023551
297.Charter of the ministerials of the archbishop of Cologne, 1154563
298.The bishop of Hamburg grants a charter to colonists, 1106572
299.Privilege of Frederick I for the Jews, 1157573
300.The bishop of Speyer grants a charter to the Jews, 1084577
301.Lothar II grants a market to the monastery of Prüm, 861579
302.Otto I grants a market to the archbishop of Hamburg, 965580
303.Otto III grants a market to count Berthold, 999581
304.Merchants cannot be compelled to come to a market, 1236581
305.Market courts to be independent of local courts, 1218582
306.Otto I grants jurisdiction over a town to the abbots of New Corvey, 940582
307.The ban-mile, 1237583
308.Citizens of Cologne expel their archbishop, 1074584
309.People of Cologne rebel against their archbishop, 1074585
310.Confirmation of the “immediateness” of the citizens of Speyer, 1267586
311.Summons to an imperial city to attend a diet, 1338587
312.Grant of municipal freedom to a town, 1201587
313.Extension of the corporate limits of the city of Brunswick, 1269588
314.Decision of the diet about city councils in cathedral towns, 1218589
315.Frederick II forbids municipal freedom, 1231–32590
316.Breslau adopts the charter of Magdeburg, 1261592
317.The Schoeffen of Magdeburg give decisions for Culm, 1338602
318.Establishment of the Rhine league, 1254604
319.Peace established by the Rhine league, 1254606
320.Agreement between Hamburg and Lübeck, ca. 1230609
321.Agreement between Hamburg and Lübeck, 1241610
322.Lübeck, Rostock, and Wismar proscribe pirates, 1259610
323.Decrees of the Hanseatic league, 1260–64611
324.Decrees of the Hanseatic league, 1265612
325.Henry II grants Cologne merchants privileges in London, 1157612
Bibliography613
Glossary615

A SOURCE BOOK FOR MEDIÆVAL HISTORY

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